OCC |
This change revises OCC's By-Laws and Rules relating to deposits in lieu of margin. |
05/01/2015 |
Certified |
05/15/2015 |
|
1 |
LCHLTD |
A submission for self certification changes to LCH rules which codify the process for SwapClear Clearing Members and Futures Commission Merchant Clearing Members to elect eligible SwapClear Contracts. |
05/24/2016 |
Certified |
06/07/2016 |
|
1 |
LCHSA |
LCH SA is proposing to amend its CDS Clearing Rule Book, Supplement and Procedures to incorporate new terms and to make conforming, clarifying and clean-up changes to implement a new electronic exercise platform or EEP for the exercise of options by clear |
07/19/2018 |
Certified |
08/02/2018 |
|
1 |
LCHLTD |
ForexClear fee changes applicable to outright FX Forwards |
09/06/2019 |
Certified |
09/20/2019 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of December 2, 2019 |
12/11/2019 |
Notified |
12/11/2019 |
|
1 |
CME |
Weekly Notification of Rule Amendments - January 22, 2024 |
01/31/2024 |
Notified |
01/31/2024 |
|
1 |
CME |
Weekly Notification of Rule Amendments - March 18, 2024 |
03/25/2024 |
Notified |
03/25/2024 |
|
1 |
KCC |
Power of Board to suspend or revoke privileges of clearing members |
08/21/2003 |
Certified |
08/21/2003 |
|
1 |
NYMEX |
Clarification to Nymex Rule 975 concerning financial emergencies |
10/30/2009 |
Certified |
11/02/2009 |
|
1 |
NYMEX |
Modifications to NYMEX Incentive Program for Natural Gas Products; 12-163 |
06/12/2012 |
Certified |
06/27/2012 |
|
1 |
CME |
Expansion of CME Clearing's Category 3 Collateral Limits; 13-155. |
04/24/2013 |
Certified |
05/09/2013 |
|
1 |
CME |
Conforming change to IRS Termination Event. |
12/31/2013 |
Certified |
01/16/2014 |
|
1 |
LCHLTD |
LCH.Clearnet is proposing rule changes for the allocation of non default losses and to augment the range of liquidity tools available to deal with times of market stress. |
04/23/2014 |
Certified |
05/08/2014 |
|
1 |
MGEX |
Rule certification submission for updates to the MGEX Rulebook in connection with recovery and wind-down plans. |
11/11/2014 |
Withdrawn |
11/18/2014 |
|
1 |
LCHLTD |
Changes to Rulebook Procedures Section 4 - Margin & Collateral, to remove Gold as eligible member collateral and removal of list of accounts for delivery of member margin non-cash collateral for non-FCMs. |
01/06/2015 |
Certified |
01/21/2015 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of October 30, 2017 |
11/09/2017 |
Notified |
11/09/2017 |
|
1 |
LCHLTD |
LCH Limited is amending its Rulebook Procedures, specifically the order in which collateral posted is applied against clearing member liabilities. The order will be based on the least expensive collateral group and thereafter in ascending order of fees. |
07/20/2018 |
Certified |
08/03/2018 |
|
1 |
LCHLTD |
LCH Limited Self-Certification: SwapClear block trade allocations |
09/06/2019 |
Certified |
09/20/2019 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of September 27, 2021 |
10/04/2021 |
Notified |
10/04/2021 |
|
1 |
CME |
Changes to CME Rule 820 concerning performance bonds in connection with CME/CBT/NYMEX rulebook harmonization |
10/30/2009 |
Certified |
11/02/2009 |
|
1 |
ICLR US |
Amendments eliminate the use of Letters of Credit as Clearing Member Original Margin at ICE Clear US. |
06/24/2011 |
Certified |
06/24/2011 |
|
1 |
ICE NGX |
Amendment to rules and Contracting Party Agreement for alliance with Nasdaq OMX Commodities Clearing Company and related bulk transfer of physical power contracts |
08/09/2013 |
Certified |
08/24/2013 |
|
1 |
ICLREU2 |
Amendments to Delivery procedures for European Government Bond Contracts |
01/07/2015 |
Certified |
01/22/2015 |
|
1 |
CME |
Change to IRS Clearing Member Minimum IRS Guaranty Fund Contribution |
08/03/2015 |
Certified |
08/17/2015 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of March 25, 2019 |
04/03/2019 |
Notified |
04/03/2019 |
|
1 |
EUREX |
Weekly Notification of Rule Amendments - Week of May 13, 2019 |
05/17/2019 |
Notified |
05/17/2019 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of September 26, 2022 |
10/04/2022 |
Notified |
10/04/2022 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of January 30, 2023 |
02/08/2023 |
Notified |
02/08/2023 |
|
1 |
ICLR US |
Amendments to modify clearing member eligibility requirements to no longer reference ICE Futures US exchange rules. |
06/24/2011 |
Certified |
06/24/2011 |
|
1 |
LCHLTD |
Introduction of SwapClear's Volume Discount Plan, which includes three tiers of discounts applicable to client booking fees. |
04/19/2013 |
Certified |
05/04/2013 |
|
1 |
OCC |
This proposed rule change concerns the date of the annual meeting of The Options Clearing Corporation's stockholders. |
01/07/2015 |
Certified |
01/22/2015 |
|
1 |
LCHLTD |
LCH.Ltd proposes to offer a discount on backloaded trades to members which select Tariff B: The Introductory Tarriff, if they join the service after 1st March 2015. |
02/10/2015 |
Certified |
02/25/2015 |
|
1 |
CMECE |
Weekly Notification of Rule Amendments - Week of March 27, 2017 |
04/07/2017 |
Notified |
04/07/2017 |
|
1 |
CME |
Extension of the OTC FX Options Fee Waiver Program |
12/11/2019 |
Certified |
12/26/2019 |
|
1 |
CME |
Expansion of Clearing of Certain OTC Interest Rate Swap Products Denominated in U.S. Dollars Referencing Effective Federal Funds Rate and Secured Overnight Financing Rate to 51 Years |
07/23/2020 |
Withdrawn |
08/04/2020 |
|
1 |
LCHLTD |
The Proposal is for LCH to make a number of administrative changes to Procedures Section 4 (Margin and Collateral) rules. |
01/12/2021 |
Certified |
01/27/2021 |
|
1 |
NYMEX |
Changes to NYMEX Rule 820 concerning performance bonds in connection with CME/CBT/NYMEX rulebook harmonization |
10/30/2009 |
Certified |
11/02/2009 |
|
1 |
OCC |
Changes to accomodate introduction by ELX Futures of a transaction type called Price Differential Spread |
06/24/2011 |
Certified |
06/24/2011 |
|
1 |
ICLR US |
Delisting cleared only coffee, sugar and cocoa swaps as and when there is no open interest |
10/24/2011 |
Certified |
10/25/2011 |
|
1 |
NYMEX |
11-508; Temporary Waiver of Power Futures Clearing Fees based on Power Options Fee levels |
12/15/2011 |
Certified |
12/31/2011 |
|
1 |
LCHLTD |
Rule amendments that clarify LCH.Clearnet's right to eject cleared contracts that result from the registration of ineligible transactions submitted to the SwapClear service. |
04/26/2013 |
Certified |
05/11/2013 |
|
1 |
CMECE |
Weekly Notification of rule amendments issued during the week commencing December 12 2016. |
12/23/2016 |
Notified |
12/23/2016 |
|
1 |
LCHLTD |
LCH Rulebook change to enable the ForexClear Service to offer clearing of Bunched Orders for FCM clients. |
04/07/2017 |
Certified |
04/21/2017 |
|
1 |
ICE NGX |
Non-significant changes to Fee Schedule and non-significant revision to names of certain Eastern Canada Delivery Points, with respect to Force Majeure provisions. |
02/01/2019 |
Notified |
02/01/2019 |
|
1 |
EUREX |
Weekly Notification of Rule Amendments - Week of November 14, 2022 |
11/17/2022 |
Notified |
11/17/2022 |
|
1 |
OCC |
Options exercise Cut-Off Time |
12/02/2005 |
Certified |
12/02/2005 |
|
1 |
CME |
Various amendments to CME Chapter 8F regarding OTC Derivative Clearing |
10/30/2009 |
Certified |
11/02/2009 |
|
1 |
CME |
11-518; New fee schedule applicable to OTC CDS clearing fees |
12/15/2011 |
Certified |
12/31/2011 |
|
1 |
OCC |
Rule amendment provides for the margining of OCC segregated futures customer accounts on a gross basis, as required by CFTC Rule 39.13(g)(8)(i). Rule amendment makes it clear that only initial margin is implicated; SR-OCC-2012-17A1. |
10/11/2012 |
Certified |
10/26/2012 |
|
1 |
OCC |
OCC proposes to amend Rule 604 in order to make its existing policy concerning specified concentration limits related to deposits of certain letters of credit applicable to all letters of credit. |
05/20/2014 |
Certified |
06/05/2014 |
|
1 |