Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
OCC This change revises OCC's By-Laws and Rules relating to deposits in lieu of margin. 05/01/2015 Certified 05/15/2015 1
LCHLTD A submission for self certification changes to LCH rules which codify the process for SwapClear Clearing Members and Futures Commission Merchant Clearing Members to elect eligible SwapClear Contracts. 05/24/2016 Certified 06/07/2016 1
LCHSA LCH SA is proposing to amend its CDS Clearing Rule Book, Supplement and Procedures to incorporate new terms and to make conforming, clarifying and clean-up changes to implement a new electronic exercise platform or EEP for the exercise of options by clear 07/19/2018 Certified 08/02/2018 1
LCHLTD ForexClear fee changes applicable to outright FX Forwards 09/06/2019 Certified 09/20/2019 1
CME Weekly Notification of Rule Amendments - Week of December 2, 2019 12/11/2019 Notified 12/11/2019 1
CME Weekly Notification of Rule Amendments - January 22, 2024 01/31/2024 Notified 01/31/2024 1
CME Weekly Notification of Rule Amendments - March 18, 2024 03/25/2024 Notified 03/25/2024 1
KCC Power of Board to suspend or revoke privileges of clearing members 08/21/2003 Certified 08/21/2003 1
NYMEX Clarification to Nymex Rule 975 concerning financial emergencies 10/30/2009 Certified 11/02/2009 1
NYMEX Modifications to NYMEX Incentive Program for Natural Gas Products; 12-163 06/12/2012 Certified 06/27/2012 1
CME Expansion of CME Clearing's Category 3 Collateral Limits; 13-155. 04/24/2013 Certified 05/09/2013 1
CME Conforming change to IRS Termination Event. 12/31/2013 Certified 01/16/2014 1
LCHLTD LCH.Clearnet is proposing rule changes for the allocation of non default losses and to augment the range of liquidity tools available to deal with times of market stress. 04/23/2014 Certified 05/08/2014 1
MGEX Rule certification submission for updates to the MGEX Rulebook in connection with recovery and wind-down plans. 11/11/2014 Withdrawn 11/18/2014 1
LCHLTD Changes to Rulebook Procedures Section 4 - Margin & Collateral, to remove Gold as eligible member collateral and removal of list of accounts for delivery of member margin non-cash collateral for non-FCMs. 01/06/2015 Certified 01/21/2015 1
CME Weekly Notification of Rule Amendments - Week of October 30, 2017 11/09/2017 Notified 11/09/2017 1
LCHLTD LCH Limited is amending its Rulebook Procedures, specifically the order in which collateral posted is applied against clearing member liabilities. The order will be based on the least expensive collateral group and thereafter in ascending order of fees. 07/20/2018 Certified 08/03/2018 1
LCHLTD LCH Limited Self-Certification: SwapClear block trade allocations 09/06/2019 Certified 09/20/2019 1
CME Weekly Notification of Rule Amendments - Week of September 27, 2021 10/04/2021 Notified 10/04/2021 1
CME Changes to CME Rule 820 concerning performance bonds in connection with CME/CBT/NYMEX rulebook harmonization 10/30/2009 Certified 11/02/2009 1
ICLR US Amendments eliminate the use of Letters of Credit as Clearing Member Original Margin at ICE Clear US. 06/24/2011 Certified 06/24/2011 1
ICE NGX Amendment to rules and Contracting Party Agreement for alliance with Nasdaq OMX Commodities Clearing Company and related bulk transfer of physical power contracts 08/09/2013 Certified 08/24/2013 1
ICLREU2 Amendments to Delivery procedures for European Government Bond Contracts 01/07/2015 Certified 01/22/2015 1
CME Change to IRS Clearing Member Minimum IRS Guaranty Fund Contribution 08/03/2015 Certified 08/17/2015 1
CME Weekly Notification of Rule Amendments - Week of March 25, 2019 04/03/2019 Notified 04/03/2019 1
EUREX Weekly Notification of Rule Amendments - Week of May 13, 2019 05/17/2019 Notified 05/17/2019 1
CME Weekly Notification of Rule Amendments - Week of September 26, 2022 10/04/2022 Notified 10/04/2022 1
CME Weekly Notification of Rule Amendments - Week of January 30, 2023 02/08/2023 Notified 02/08/2023 1
ICLR US Amendments to modify clearing member eligibility requirements to no longer reference ICE Futures US exchange rules. 06/24/2011 Certified 06/24/2011 1
LCHLTD Introduction of SwapClear's Volume Discount Plan, which includes three tiers of discounts applicable to client booking fees. 04/19/2013 Certified 05/04/2013 1
OCC This proposed rule change concerns the date of the annual meeting of The Options Clearing Corporation's stockholders. 01/07/2015 Certified 01/22/2015 1
LCHLTD LCH.Ltd proposes to offer a discount on backloaded trades to members which select Tariff B: The Introductory Tarriff, if they join the service after 1st March 2015. 02/10/2015 Certified 02/25/2015 1
CMECE Weekly Notification of Rule Amendments - Week of March 27, 2017 04/07/2017 Notified 04/07/2017 1
CME Extension of the OTC FX Options Fee Waiver Program 12/11/2019 Certified 12/26/2019 1
CME Expansion of Clearing of Certain OTC Interest Rate Swap Products Denominated in U.S. Dollars Referencing Effective Federal Funds Rate and Secured Overnight Financing Rate to 51 Years 07/23/2020 Withdrawn 08/04/2020 1
LCHLTD The Proposal is for LCH to make a number of administrative changes to Procedures Section 4 (Margin and Collateral) rules. 01/12/2021 Certified 01/27/2021 1
NYMEX Changes to NYMEX Rule 820 concerning performance bonds in connection with CME/CBT/NYMEX rulebook harmonization 10/30/2009 Certified 11/02/2009 1
OCC Changes to accomodate introduction by ELX Futures of a transaction type called Price Differential Spread 06/24/2011 Certified 06/24/2011 1
ICLR US Delisting cleared only coffee, sugar and cocoa swaps as and when there is no open interest 10/24/2011 Certified 10/25/2011 1
NYMEX 11-508; Temporary Waiver of Power Futures Clearing Fees based on Power Options Fee levels 12/15/2011 Certified 12/31/2011 1
LCHLTD Rule amendments that clarify LCH.Clearnet's right to eject cleared contracts that result from the registration of ineligible transactions submitted to the SwapClear service. 04/26/2013 Certified 05/11/2013 1
CMECE Weekly Notification of rule amendments issued during the week commencing December 12 2016. 12/23/2016 Notified 12/23/2016 1
LCHLTD LCH Rulebook change to enable the ForexClear Service to offer clearing of Bunched Orders for FCM clients. 04/07/2017 Certified 04/21/2017 1
ICE NGX Non-significant changes to Fee Schedule and non-significant revision to names of certain Eastern Canada Delivery Points, with respect to Force Majeure provisions. 02/01/2019 Notified 02/01/2019 1
EUREX Weekly Notification of Rule Amendments - Week of November 14, 2022 11/17/2022 Notified 11/17/2022 1
OCC Options exercise Cut-Off Time 12/02/2005 Certified 12/02/2005 1
CME Various amendments to CME Chapter 8F regarding OTC Derivative Clearing 10/30/2009 Certified 11/02/2009 1
CME 11-518; New fee schedule applicable to OTC CDS clearing fees 12/15/2011 Certified 12/31/2011 1
OCC Rule amendment provides for the margining of OCC segregated futures customer accounts on a gross basis, as required by CFTC Rule 39.13(g)(8)(i). Rule amendment makes it clear that only initial margin is implicated; SR-OCC-2012-17A1. 10/11/2012 Certified 10/26/2012 1
OCC OCC proposes to amend Rule 604 in order to make its existing policy concerning specified concentration limits related to deposits of certain letters of credit applicable to all letters of credit. 05/20/2014 Certified 06/05/2014 1