LCHLTD |
LCH Limited Self-Certification: SwapClear tenor extensions |
02/01/2019 |
Certified |
02/15/2019 |
|
1 |
LCHLTD |
The Proposal is for LCH to invest Euro-denominated cash collateral, which FCMs provide to LCH, in Euro denominated sovereign debt issued by the French Republic and the Federal Republic of Germany. |
06/01/2020 |
Withdrawn |
06/08/2020 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of October 19, 2020 |
10/27/2020 |
Notified |
10/27/2020 |
|
1 |
LCHLTD |
LCH Limited Self-Certification: SwapClear Pre-cessation triggers |
12/01/2020 |
Certified |
12/15/2020 |
|
1 |
LCHLTD |
LCH Limited Self Certification of rule changes related to the CFTC regulatory amendments under 17 CFR 39 ("Part 39 Regulations"). |
01/11/2021 |
Certified |
01/26/2021 |
|
1 |
CME |
Delegates Authority from Board of Director for Rule and Clearing Member Approval Practices |
08/01/2005 |
Certified |
08/10/2005 |
|
1 |
OCC |
Amendments to rules for clearing credit default products |
06/14/2007 |
Certified |
06/19/2007 |
|
1 |
OCC |
Rule amendments to allow clearing members to deposit fully paid or excess margin securities carried for the account of a securities customer to the extent that such deposits are permitted per SEC or SRO interpretive guidance or no-action relief |
10/23/2009 |
Certified |
11/02/2009 |
|
1 |
CCORP |
Amendment to the definition of Exchange Market to add Carbon Financial Instrument U.S. Offset and Carbon Financial Instrument EA Futures traded on CCFE |
11/18/2009 |
Certified |
11/30/2009 |
|
1 |
OCC |
Article I, Section 1, Rule 801, 805, and 1804 - proposed rule change to accomodate Weekly Options and Monthly Options |
09/15/2010 |
Certified |
09/15/2010 |
|
1 |
OCC |
Correcting a previous rule filing (SR-OCC-2012-10) to properly reflect the deletion of Rule 614 and the termination of OCC's pledge program; SR-OCC-2012-13. |
08/29/2012 |
Certified |
09/14/2012 |
|
1 |
CME |
Adoption of Rule 980.F by CBOT, CME and NYMEX |
12/19/2013 |
Certified |
01/07/2014 |
|
1 |
LCHLTD |
LCH.Clearnet has been planning a migration of the clearing system to one provided by Nodal Exchange LLC ("Nodal Clearing System"), which will perform the functionalitycurrently provided by NYSE Technologies. |
04/22/2014 |
Certified |
05/07/2014 |
|
1 |
OCC |
Proposed rule change by OCC concerns the implementation of new risk models in order to support the clearance and settlement of Asian-style flexibily structured options and flexibly structured Cliquet options. |
05/01/2015 |
Certified |
05/15/2015 |
|
1 |
SGX-DC |
Amendments to the Final Settlement Price. |
08/03/2015 |
Certified |
08/14/2015 |
|
1 |
CME |
Amendments to CME Rule 8H802.B. and Addition of New CME Rule 8H04.13 |
11/28/2016 |
Certified |
12/12/2016 |
|
1 |
LCHSA |
Pursuant to CFTC regulation 40.6(a), LCH SA is submitting for self-certification the changes to the CDSClear services related to the extension of the CDSClear activities to the clearing of CDX.NA.HY indices |
12/22/2016 |
Certified |
01/06/2017 |
|
1 |
LCHLTD |
Closure of the NLX platform, removing restrictions on clearing STM contracts in Japan and conforming changes to the rulebook |
05/23/2017 |
Certified |
06/06/2017 |
|
1 |
ICE NGX |
Removing sentence from section 3.3 of the CPA to remove potential ambiguity. |
06/12/2018 |
Withdrawn |
06/21/2018 |
|
1 |
LCHLTD |
LCH Limited Self Certification: Rule Changes on the addition of Non-Deliverable Swaps as eligible SwapClear products |
02/01/2019 |
Certified |
02/15/2019 |
|
1 |
CME |
Expansion of the Gold Warrant Collateral Program to Permit Clearing Members to Deposit COMEX Gold Warrants as Performance Bond in the Customer Origins |
03/03/2021 |
Certified |
03/17/2021 |
|
1 |
CCORP |
Amend definition of Exchange Market to change name of CCFE IFEX U.S. Wind Binary Futures to IFEX Event Linked Futures Contract: U.S. Tropical Wind Events, and add two new futures contracts: Florida Tropical Wind Events and Gulf Coast Tropical Wind Events |
07/10/2008 |
Certified |
07/10/2008 |
|
1 |
CBT |
Amendment to CBT's Rule 817 regarding its liquidity facility to harmonize with the liquidity facility rules of the CME and NYMEX. |
10/30/2009 |
Certified |
11/02/2009 |
|
1 |
OCC |
Amendments to rules to accommodate an alternate settlement procedure for physically-settled treasury futures traded on ELX |
11/20/2009 |
Certified |
11/30/2009 |
|
1 |
KCC |
New Rules 2100.01 and 2100.02 regarding FCM and customer requirements to particpate in clearing OTC ag swaps under Section 4(c) exemption. |
03/01/2010 |
Certified |
03/08/2010 |
|
1 |
MGEX |
Amendment and adoption of new definition and Regulations in connection with liquidity risk management. Amendment of Resolution in order for the MGEX Board of Directors to delegate certain risk management powers. |
12/30/2013 |
Certified |
01/15/2014 |
|
1 |
LCHLTD |
LCH Ltd self certifies changes to its rules clarifying its right to determine alternative reference rates, in the event those used in respect to SwapClear and ForexClear contracts are no longer available, or suitable. |
01/16/2018 |
Certified |
01/30/2018 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of July 9, 2018 |
07/18/2018 |
Notified |
07/18/2018 |
|
1 |
MGEX |
Notification of margin change |
10/12/2018 |
Notified |
10/12/2018 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of November 5, 2018 |
11/15/2018 |
Notified |
11/15/2018 |
|
1 |
LCHLTD |
LCH Limited Self-Certification: Approved Compression Service Providers (ACSPs) changes |
02/01/2019 |
Certified |
02/15/2019 |
|
1 |
MGEX |
Change in defined term relating to Bitnomial Settlement Facility |
03/04/2021 |
Certified |
03/18/2021 |
|
1 |
ICECC |
ICC proposes to transition the interest rates used for computing price alignment amounts on Mark-to-Market Margin Balances. |
04/23/2021 |
Certified |
05/07/2021 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of August 8, 2022 |
08/16/2022 |
Notified |
08/16/2022 |
|
1 |
CME |
Withdrawal of Clearing Support for Cleared Over-the-Counter ("OTC") CAD-Canadian Dollar Offered Rate ("CDOR") Forward Rate Agreement ("FRA") Products Referencing CAD-CDOR as the Floating Rate |
01/31/2024 |
Certified |
01/31/2024 |
|
1 |
OCC |
Non Customers of broker Dealers |
03/14/2006 |
Certified |
03/14/2006 |
|
1 |
NYMEX |
Amends Rule 9.04A to clarify procedures for submitting for clearing via ClearPort NYMEX transactions (listed and cleared) and DME transactions (cleared only) and that latter trades governed by DME rules. |
07/09/2008 |
Certified |
07/10/2008 |
|
1 |
CME |
Clarification to CME Rule 975 concerning financial emergencies |
10/30/2009 |
Certified |
11/02/2009 |
|
1 |
LCHLTD |
Changes to governing documents as a result of the acquisition by London Stock Exchange Group |
08/01/2013 |
Certified |
08/16/2013 |
|
1 |
OCC |
This proposed rule change concerns adjustments OCC's margin coverage when volatility increases beyond historically observed levels. |
11/16/2015 |
Certified |
12/01/2015 |
|
1 |
MGEX |
Amendment to allow electronic warehouse receipts instead of paper warehouse receipts |
05/23/2017 |
Certified |
06/07/2017 |
|
1 |
EUREX |
Weekly Notification of Rule Amendments - Week of April 20, 2020 |
04/25/2020 |
Notified |
04/25/2020 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of May 25, 2020 |
06/01/2020 |
Notified |
06/01/2020 |
|
1 |
CME |
Amendments to the Bloomberg Commodity Index Swaps (Cleared OTC) and the Bloomberg Commodity Index Futures Contracts and Amendments to Related CBOT Transaction Fees. |
11/12/2021 |
Certified |
11/29/2021 |
|
1 |
EUREX |
Weekly Notification of Rule Amendments - Week of March 7, 2022 |
03/11/2022 |
Notified |
03/11/2022 |
|
1 |
CCD |
Amends the CCD Risk Management Committee (RiskCo) charter, CCD Limited Liability Company Agreement, and the CCD Rulebook to align the RiskCo's governance role and responsibilities with CFTC Rule 39.24(b)(11) and (c)(3). |
03/25/2024 |
Certified |
04/08/2024 |
|
1 |
OCC |
Limitation of liability to members |
11/04/2003 |
Certified |
11/04/2003 |
|
1 |
CBT |
Clarification to CBT Rule 975 concerning financial emergencies |
10/30/2009 |
Certified |
11/02/2009 |
|
1 |
LCHLLC |
Changes to governing documents as a result of the acquisition by London Stock Exchange Group |
08/01/2013 |
Certified |
08/16/2013 |
|
1 |
LCHSA |
Changes to the CDS Clearing Supplement following the introduction of the FCM Clearing Membership. |
12/30/2013 |
Certified |
01/15/2014 |
|
1 |