Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
LCHLTD LCH Limited Self-Certification: SwapClear tenor extensions 02/01/2019 Certified 02/15/2019 1
LCHLTD The Proposal is for LCH to invest Euro-denominated cash collateral, which FCMs provide to LCH, in Euro denominated sovereign debt issued by the French Republic and the Federal Republic of Germany. 06/01/2020 Withdrawn 06/08/2020 1
CME Weekly Notification of Rule Amendments - Week of October 19, 2020 10/27/2020 Notified 10/27/2020 1
LCHLTD LCH Limited Self-Certification: SwapClear Pre-cessation triggers 12/01/2020 Certified 12/15/2020 1
LCHLTD LCH Limited Self Certification of rule changes related to the CFTC regulatory amendments under 17 CFR 39 ("Part 39 Regulations"). 01/11/2021 Certified 01/26/2021 1
CME Delegates Authority from Board of Director for Rule and Clearing Member Approval Practices 08/01/2005 Certified 08/10/2005 1
OCC Amendments to rules for clearing credit default products 06/14/2007 Certified 06/19/2007 1
OCC Rule amendments to allow clearing members to deposit fully paid or excess margin securities carried for the account of a securities customer to the extent that such deposits are permitted per SEC or SRO interpretive guidance or no-action relief 10/23/2009 Certified 11/02/2009 1
CCORP Amendment to the definition of Exchange Market to add Carbon Financial Instrument U.S. Offset and Carbon Financial Instrument EA Futures traded on CCFE 11/18/2009 Certified 11/30/2009 1
OCC Article I, Section 1, Rule 801, 805, and 1804 - proposed rule change to accomodate Weekly Options and Monthly Options 09/15/2010 Certified 09/15/2010 1
OCC Correcting a previous rule filing (SR-OCC-2012-10) to properly reflect the deletion of Rule 614 and the termination of OCC's pledge program; SR-OCC-2012-13. 08/29/2012 Certified 09/14/2012 1
CME Adoption of Rule 980.F by CBOT, CME and NYMEX 12/19/2013 Certified 01/07/2014 1
LCHLTD LCH.Clearnet has been planning a migration of the clearing system to one provided by Nodal Exchange LLC ("Nodal Clearing System"), which will perform the functionalitycurrently provided by NYSE Technologies. 04/22/2014 Certified 05/07/2014 1
OCC Proposed rule change by OCC concerns the implementation of new risk models in order to support the clearance and settlement of Asian-style flexibily structured options and flexibly structured Cliquet options. 05/01/2015 Certified 05/15/2015 1
SGX-DC Amendments to the Final Settlement Price. 08/03/2015 Certified 08/14/2015 1
CME Amendments to CME Rule 8H802.B. and Addition of New CME Rule 8H04.13 11/28/2016 Certified 12/12/2016 1
LCHSA Pursuant to CFTC regulation 40.6(a), LCH SA is submitting for self-certification the changes to the CDSClear services related to the extension of the CDSClear activities to the clearing of CDX.NA.HY indices 12/22/2016 Certified 01/06/2017 1
LCHLTD Closure of the NLX platform, removing restrictions on clearing STM contracts in Japan and conforming changes to the rulebook 05/23/2017 Certified 06/06/2017 1
ICE NGX Removing sentence from section 3.3 of the CPA to remove potential ambiguity. 06/12/2018 Withdrawn 06/21/2018 1
LCHLTD LCH Limited Self Certification: Rule Changes on the addition of Non-Deliverable Swaps as eligible SwapClear products 02/01/2019 Certified 02/15/2019 1
CME Expansion of the Gold Warrant Collateral Program to Permit Clearing Members to Deposit COMEX Gold Warrants as Performance Bond in the Customer Origins 03/03/2021 Certified 03/17/2021 1
CCORP Amend definition of Exchange Market to change name of CCFE IFEX U.S. Wind Binary Futures to IFEX Event Linked Futures Contract: U.S. Tropical Wind Events, and add two new futures contracts: Florida Tropical Wind Events and Gulf Coast Tropical Wind Events 07/10/2008 Certified 07/10/2008 1
CBT Amendment to CBT's Rule 817 regarding its liquidity facility to harmonize with the liquidity facility rules of the CME and NYMEX. 10/30/2009 Certified 11/02/2009 1
OCC Amendments to rules to accommodate an alternate settlement procedure for physically-settled treasury futures traded on ELX 11/20/2009 Certified 11/30/2009 1
KCC New Rules 2100.01 and 2100.02 regarding FCM and customer requirements to particpate in clearing OTC ag swaps under Section 4(c) exemption. 03/01/2010 Certified 03/08/2010 1
MGEX Amendment and adoption of new definition and Regulations in connection with liquidity risk management. Amendment of Resolution in order for the MGEX Board of Directors to delegate certain risk management powers. 12/30/2013 Certified 01/15/2014 1
LCHLTD LCH Ltd self certifies changes to its rules clarifying its right to determine alternative reference rates, in the event those used in respect to SwapClear and ForexClear contracts are no longer available, or suitable. 01/16/2018 Certified 01/30/2018 1
CME Weekly Notification of Rule Amendments - Week of July 9, 2018 07/18/2018 Notified 07/18/2018 1
MGEX Notification of margin change 10/12/2018 Notified 10/12/2018 1
CME Weekly Notification of Rule Amendments - Week of November 5, 2018 11/15/2018 Notified 11/15/2018 1
LCHLTD LCH Limited Self-Certification: Approved Compression Service Providers (ACSPs) changes 02/01/2019 Certified 02/15/2019 1
MGEX Change in defined term relating to Bitnomial Settlement Facility 03/04/2021 Certified 03/18/2021 1
ICECC ICC proposes to transition the interest rates used for computing price alignment amounts on Mark-to-Market Margin Balances. 04/23/2021 Certified 05/07/2021 1
CME Weekly Notification of Rule Amendments - Week of August 8, 2022 08/16/2022 Notified 08/16/2022 1
CME Withdrawal of Clearing Support for Cleared Over-the-Counter ("OTC") CAD-Canadian Dollar Offered Rate ("CDOR") Forward Rate Agreement ("FRA") Products Referencing CAD-CDOR as the Floating Rate 01/31/2024 Certified 01/31/2024 1
OCC Non Customers of broker Dealers 03/14/2006 Certified 03/14/2006 1
NYMEX Amends Rule 9.04A to clarify procedures for submitting for clearing via ClearPort NYMEX transactions (listed and cleared) and DME transactions (cleared only) and that latter trades governed by DME rules. 07/09/2008 Certified 07/10/2008 1
CME Clarification to CME Rule 975 concerning financial emergencies 10/30/2009 Certified 11/02/2009 1
LCHLTD Changes to governing documents as a result of the acquisition by London Stock Exchange Group 08/01/2013 Certified 08/16/2013 1
OCC This proposed rule change concerns adjustments OCC's margin coverage when volatility increases beyond historically observed levels. 11/16/2015 Certified 12/01/2015 1
MGEX Amendment to allow electronic warehouse receipts instead of paper warehouse receipts 05/23/2017 Certified 06/07/2017 1
EUREX Weekly Notification of Rule Amendments - Week of April 20, 2020 04/25/2020 Notified 04/25/2020 1
CME Weekly Notification of Rule Amendments - Week of May 25, 2020 06/01/2020 Notified 06/01/2020 1
CME Amendments to the Bloomberg Commodity Index Swaps (Cleared OTC) and the Bloomberg Commodity Index Futures Contracts and Amendments to Related CBOT Transaction Fees. 11/12/2021 Certified 11/29/2021 1
EUREX Weekly Notification of Rule Amendments - Week of March 7, 2022 03/11/2022 Notified 03/11/2022 1
CCD Amends the CCD Risk Management Committee (RiskCo) charter, CCD Limited Liability Company Agreement, and the CCD Rulebook to align the RiskCo's governance role and responsibilities with CFTC Rule 39.24(b)(11) and (c)(3). 03/25/2024 Certified 04/08/2024 1
OCC Limitation of liability to members 11/04/2003 Certified 11/04/2003 1
CBT Clarification to CBT Rule 975 concerning financial emergencies 10/30/2009 Certified 11/02/2009 1
LCHLLC Changes to governing documents as a result of the acquisition by London Stock Exchange Group 08/01/2013 Certified 08/16/2013 1
LCHSA Changes to the CDS Clearing Supplement following the introduction of the FCM Clearing Membership. 12/30/2013 Certified 01/15/2014 1