13-14
Title: 13-14
No-Action Relief with Respect to Email as an Accepted Form of Transmitting Form 304 Reports for Call Cotton.
No-Action Relief with Respect to Email as an Accepted Form of Transmitting Form 304 Reports for Call Cotton.
Time-Limited No-Action Relief for Swap Counterparties that are not Swap Dealers or Major Swap Participants, from Certain Swap Data Reporting Requirements of Parts 43, 45 and 46 of the Commission’s Regulations.
No-Action Relief for Swaps Between Affiliated Counterparties That Are Neither Swap Dealers Nor Major Swap Participants from Certain Swap Data Reporting Requirements Under Parts 45, 46, and Regulation 50.50(b) of the Commission’s Regulations.
Staff No-Action Relief from the Reporting Requirements of 32.3(b)(1) of the Commissions Regulations, and Certain Recordkeeping Requirements of 32.3(b), for End Users Eligible for the Trade Option Exemption.
Extension of Staff No-Action Relief with Respect to Certain CEA Provisions That May Apply to Certain RTOs, ISOs, and/or Their Participants.
The Division of Market Oversight issued time-limited, no-action relief to Societe Generale with respect to various reporting requirements under Parts 43, 45, and 46 that Societe Generale was required to comply with as of December 31, 2012.
The Division of Market Oversight issued time-limited, no-action relief to HSBC with respect to various reporting requirements under Parts 43, 45, and 46 that HSBC was required to comply with as of December 31, 2012.
The Division of Market Oversight issued time-limited, no-action relief to Barclays Bank, PLC with respect to various reporting requirements under Parts 43 and 45 that Barclays Bank, PLC was required to comply with as of December 31, 2012.
The Division of Market Oversight issued time-limited, no-action relief to Standard Chartered Bank with respect to various reporting requirements under Parts 43, 45, and 46 that Standard Chartered Bank was required to comply with as of December 31, 2012.
Relief regarding the reporting of swap transaction data.