25-49
Title: 25-49
20-44
Title: 20-44
No-action relief permitting an FCM clearing member to, in the event of a customer default, effect swap transactions pursuant to LCH’s default rules and procedures without executing such transactions on a SEF, exempt SEF, or DCM as required by the trade execution requirement.
20-43
Title: 20-43
The Divisions do not interpret Sections (2)(h)(1) and 2(h)(8) of the CEA as subjecting to the clearing and trade execution requirements certain swaps transactions entered into by a DCO to reduce and manage the risk associated with a clearing member default.
20-33
Title: 20-33
Relief from the Part 43 public reporting requirements for relevant swaps related to the CME Inc SOFR discounting transition auction
20-32
Title: 20-32
Relief from the Part 43 public reporting requirements for relevant swaps related to the LCH Limited SOFR discounting transition auction
20-01
Title: 20-01
This relief revises CFTC Staff No-Action Letter 17-27 with respect to the error correction process for cleared erroneous swaps.
18-32
Title: 18-32
No-Action Relief to Eurex Clearing AG to allow certain modifications to the acknowledgment letter that Eurex is required to obtain from the Deutsche Bundesbank
17-51
Title: 17-51
Interpretation of the Commodity Exchange Act and Commission regulations regarding the characterization of variation margin payments and all other cash flows for cleared swaps.
17-03
Title: 17-03
No-action position of DSIO with respect to withdrawals of residual interest related to margin deficits prior to required segregation computation under Commission Regulation 22.17(b).