15-48
Title: 15-48
Extension of No-Action Relief: Transaction-Level Requirements for Non-U.S. Swap Dealers
Extension of No-Action Relief: Transaction-Level Requirements for Non-U.S. Swap Dealers
Conditional no-action relief with respect to swaps trading on certain financial markets that are licensed in Australia and overseen by the Australian Securities & Investments Commission (ASIC).
Extension of No-Action Relief: Transaction-Level Requirements for Non-U.S. Swap Dealers
Time-limited no-action relief from compliance with the quarterly risk reporting requirement under Regulation 23.600(c)(2) for any fiscal quarters ending on or before July 31, 2014.
Staff No-Action Relief: Revised Relief from the De Minimis Threshold for Certain Swaps with Utility Special Entities
Extension of No-Action Relief: Transaction-Level Requirements for Non-U.S. Swap Dealers
Conditional no-action relief with respect to swaps trading on certain financial markets that are licensed in Australia and overseen by the Australian Securities & Investments Commission (ASIC)
Time-Limited No-Action Relief from Certain Regulations Applicable to Swap Dealers During Pendency of De-Registration Application
No-Action Relief from Certain Conditions of the Swap Dealer Exclusion for Registered Floor Traders
Time-Limited No-Action Letter from Certain Entity-Level Internal Business Conduct Requirements for Certain Swap Dealers and Major Swap Participants Established under the Laws of Australia, Canada, the European Union, Japan, and Switzerland.