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… the character of, or is commonly known to the trade as, ``spoofing'' (bidding or offering with the intent to cancel … must act with some degree of intent to violate the ``spoofing'' provision.\20\ Reckless trading, practices, or … modifications, or cancellations would not be considered ``spoofing'' if they were submitted as part of a legitimate, …
… markets such as bribes and kickbacks or similar conduct. Spoofing CFTC Whistleblower Alert: Blow the Whistle on Spoofing in the Commodities and Derivatives Markets Whistleblowers can provide information related to spoofing in the commodities and derivatives markets. Bank …
… of, or is commonly known to the trade as, [[Page 67302]] ``spoofing'' (bidding or offering with the intent to cancel … trade practices? 8. How should the Commission distinguish ``spoofing,'' as articulated in paragraph (C), from legitimate … and prohibit the following practices as distinct from ``spoofing'' as articulated in paragraph (C)? Or should these …
… $1.4 million for engaging in the disruptive practice of “spoofing,” that is, utilizing a computer algorithm that was … court jury finds Coscia guilty of commodities fraud and spoofing for this conduct. ( CFTC Press Release 6649-1 3 , … and repeatedly engaging in a manipulative and deceptive spoofing scheme on at least 51 trading days between December …
… complaints, charging six individuals and one company, with spoofing and manipulation in the futures markets in … Deutsche Bank, which includes a fine of $30 million for spoofing and manipulation; a civil settlement with UBS, which includes a fine of $15 million for spoofing and attempted manipulation; and a civil settlement …
… Jersey, and Gregg Smith , of New York, charging them with spoofing, engaging in a manipulative and deceptive scheme, … in connection with the CFTC Division of Enforcement’s Spoofing Task Force. “These charges strike at the core of … the market, through an unlawful trade practice known as spoofing, to trick others into executing the defendants’ …
… program and some of the trends in the prosecution of spoofing cases and matters involving supervisory duties and … its new anti-disruptive trade practices authority—or anti-spoofing authority, as it is more commonly known, have gone … to monitor for and detect conduct and patterns typical of spoofing and other manipulative behaviors. A Spoofing Task …
… he engaged in the unlawful disruptive trade practice of “spoofing” (bidding or offering with the intent to cancel the … agreements set forth how each trader employed a spoofing strategy that involved entering a large brief order … same or a correlated market. Lao, Liao, and Salant used the spoofing strategy to get their smaller orders filled (and …
… Activity Includes Significant Anti-Manipulation and Spoofing Enforcement Actions, Integration of Market … included significant actions to root out manipulation and spoofing and to protect retail investors from fraud. The … complex litigation, including cases charging manipulation, spoofing, and unlawful use of customer funds. The CFTC …
… brought in connection with the Division of Enforcement’s Spoofing Task Force. [See CFTC Press Release No. 7689-18 ] The order provides that Edge aided and abetted Trader A’s spoofing (bidding or offering with the intent to cancel the … A knowing that he planned to use this function to engage in spoofing and to employ a manipulative scheme. The …