Displaying results 181 - 190 of 194

Speech of Commissioner Kristin N. Johnson: Beyond Policing for Fraud: Post-Crisis Crypto-Corporate Governance Reforms

… included (1) manipulative conduct, false reporting, and spoofing; (2) supervision, financial integrity and business …

2017-27421

… market disruptions,\52\ delayed settlements,\53\ alleged spoofing,\54\ hacks,\55\ alleged internal theft,\56\ alleged …

Keynote Address of Chairman Rostin Behnam at the ISDA 36th Annual General Meeting, Hotel Riu Plaza España, Madrid

… to perform pattern recognition, as it has already for our spoofing dashboard, for other types of market manipulation …

Futures Glossary

… with the intent to cancel before execution, also called spoofing. Distant or Deferred Months See Back Month . … in transactions at the close of any market session. Spoofing See Disruptive Trading Practice . Spot Market of …

2012-12746

… of the character of, or is commonly known as the trade as `spoofing' (bidding or offering with the intent to cancel the … to cover new disruptive practices as they emerge, including spoofing.\159\ Better Markets commented that it is unclear … to Chris Barnard's comment about the inclusion of ``spoofing'' as a prohibited trade practice, the Commission …

2013-22185

… the character of,  or is commonly known to the trade as, ``spoofing.'' In May 2013, the  Commission provided guidance … trading firm for  engaging in the disruptive practice of ``spoofing'' by utilizing a  computer algorithm that was …

2015-30533

… the character of,  or is commonly known to the trade as, ``spoofing.'' \26\ … quote stuffing, momentum ignition, and layering  and spoofing.\64\ … so that they do not facilitate disruptive  trading (such as spoofing) or other violations of the Act or Commission  …

2010-32358

… the character of, or is commonly known to the trade as, ``spoofing'' (bidding or offering with the intent to cancel … the character of, or is commonly known to the trade as, ``spoofing'' (bidding or offering with the intent to cancel …

2016-12964

… of the character of, or is commonly known to the trade as, `spoofing' (bidding or offering with the intent to cancel the … of the character of, or is commonly known to the trade as, `spoofing' (bidding or offering with the intent to cancel the …

2010-31458

… of the character of, or is commonly known to the trade as, `spoofing' (bidding or offering with the intent to cancel the … of the character of, or is commonly known to the trade as, `spoofing' (bidding or offering with the intent to cancel the …