Displaying results 181 - 190 of 207
Keynote Address of Chairman Timothy Massad before the World Federation of Exchanges Annual Meeting
… manipulation that can come with automated trading, such as spoofing. Currently, we are focused in particular on looking …
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Testimony of Chairman Timothy G. Massad Before the U.S. House Committee on Agriculture
… working to identify new and improper behavior – such as spoofing – and have brought cases against bad actors for …
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CFTC Releases Enforcement Division’s Annual Results
… 6441-12 . • In the first case under Dodd-Frank Act’s spoofing prohibition (bidding or offering with intent to …
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Remarks of CFTC Director of Enforcement James McDonald at Futures Industry Association Fireside Chat
… that undermines market integrity, like manipulation and spoofing, than ever before.  To increase the deterrent …
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Atlanta Economics Club Keynote Address At The Federal Reserve Bank of Atlanta by Commissioner Kristin N. Johnson
… include: 1) manipulative conduct, false reporting, spoofing; 2) supervision, financial integrity, and business …
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Keynote Address by Commissioner Scott D. O’Malia, Derivatives 2014: A Market in Transition – A TabbForum Event
… Commission can develop systems that are able to identify spoofing and momentum ignition strategies. In addition, …
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Testimony of Chairman Timothy G. Massad before the U.S. Senate Committee on Appropriations, Subcommittee on Financial Services and General Government
… charges against an individual who we believe engaged in spoofing and sought to manipulate the E-mini S&P 500 futures …
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Speech of Commissioner Kristin N. Johnson: Beyond Policing for Fraud: Post-Crisis Crypto-Corporate Governance Reforms
… included (1) manipulative conduct, false reporting, and spoofing; (2) supervision, financial integrity and business …
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Remarks of Enforcement Director Ian McGinley at the New York University School of Law Program on Corporate Compliance and Enforcement: “The Right Touch: Updated Guidance on Penalties, Monitors, and Admissions”
… Orders The Bank of Nova Scotia to Pay $127.4 Million for Spoofing, False Statements, Compliance and Supervision …
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Concurring Statement of Commissioner Dawn D. Stump Regarding Enforcement Action Against Coinbase, Inc.
… Orders the Bank of Nova Scotia to Pay $127.4 Million for Spoofing, False Statements, Compliance and Supervision …
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