Displaying results 171 - 180 of 193
Remarks of CFTC Director of Enforcement James McDonald at Futures Industry Association Fireside Chat
… that undermines market integrity, like manipulation and spoofing, than ever before.  To increase the deterrent …
Speech of Commissioner Kristin Johnson: Building A Regulatory Framework for AI in Financial Markets
… with a learning mechanism recognizes correlations between spoofing and higher returns, what protections are in place …
Keynote Address by Commissioner Scott D. O’Malia, Derivatives 2014: A Market in Transition – A TabbForum Event
… Commission can develop systems that are able to identify spoofing and momentum ignition strategies. In addition, …
Testimony of Chairman Timothy G. Massad before the U.S. Senate Committee on Appropriations, Subcommittee on Financial Services and General Government
… charges against an individual who we believe engaged in spoofing and sought to manipulate the E-mini S&P 500 futures …
Atlanta Economics Club Keynote Address At The Federal Reserve Bank of Atlanta by Commissioner Kristin N. Johnson
… include: 1) manipulative conduct, false reporting, spoofing; 2) supervision, financial integrity, and business …
Concurring Statement of Commissioner Dawn D. Stump Regarding Enforcement Action Against Coinbase, Inc.
… Orders the Bank of Nova Scotia to Pay $127.4 Million for Spoofing, False Statements, Compliance and Supervision …
Remarks of Acting Chairman J. Christopher Giancarlo before the 42nd Annual International Futures Industry Conference
… and prosecute violations of law and regulation, such as spoofing, manipulation and fraud. It will foster increased …
Remarks of Enforcement Director Ian McGinley at the New York University School of Law Program on Corporate Compliance and Enforcement: “The Right Touch: Updated Guidance on Penalties, Monitors, and Admissions”
… Orders The Bank of Nova Scotia to Pay $127.4 Million for Spoofing, False Statements, Compliance and Supervision …
Remarks of Chairman J. Christopher Giancarlo at FIA Expo Chicago, Illinois
… than ever before; More cases for manipulative conduct and spoofing; More whistleblower awards than in the entire …
Speech of Commissioner Kristin N. Johnson: Beyond Policing for Fraud: Post-Crisis Crypto-Corporate Governance Reforms
… included (1) manipulative conduct, false reporting, and spoofing; (2) supervision, financial integrity and business …