Displaying results 171 - 180 of 207
Remarks of Chairman Timothy Massad before the Global Exchange and Brokerage Conference (New York)
… activity as well. We have recently brought several spoofing cases, where market participants used complex …
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CFTC Releases FY 2024 Enforcement Results
… In addition to disruptive trading, which includes spoofing, the CFTC also investigates and prosecutes other …
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Keynote Address of Chairman J. Christopher Giancarlo before FIA Annual Meeting, Boca Raton, Florida
… large market participants involved in commodities fraud and spoofing schemes. That action was the largest futures market …
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Speech, “How Big is Big?”, “Oil and the Macroeconomy in a Changing World”, Symposium Sponsored by the Federal Reserve Bank of Boston
… other harmful activities, like “banging the close” or “spoofing.” This is an excellent result, and I’m very pleased …
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Keynote Address of Chairman Timothy G. Massad before the Futures Industry Association Boca Conference
… attempt to manipulate our markets through sophisticated spoofing strategies. And we have also stopped crooks trying …
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Testimony of Chairman J. Christopher Giancarlo before the House Committee on Agriculture, Washington, D.C.
… in jail. In January 2018, the CFTC filed manipulation and spoofing cases against six individuals in coordination with … Attorney General John P. Cronan Announces Futures Markets Spoofing Takedown, UNITED STATES DEPARTMENT OF JUSTICE, … ant-attorney-general-john-p-cronan-announces-futures-markets-spoofing [6] CFTC, NASAA Sign Agreement for Greater …
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Speech of James McDonald, Director of the Division of Enforcement Commodity Futures Trading Commission Regarding Perspectives on Enforcement: Self-Reporting and Cooperation at the CFTC
… virtual currencies. We’ve taken a leading role in stopping spoofing in our markets. And those are just a few of the …
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CFTC Charges RP Martin Holdings Limited and Its Subsidiary, Martin Brokers (UK) Limited, with Manipulation and Attempted Manipulation of Yen Libor
...May 15, 2014CFTC Charges RP Martin Holdings Limited and Its Subsidiary, Martin Brokers (UK) Limited, with Manipulation and Attempted Manipulation of Yen LiborRP Martin Accepted over $400,000 for Unlawful Manipulative Assistance to TradersCFTC Orders RP Martin to Pay a $1.2 Million Civil Monetary PenaltyWashington, DC - The U.S. Commodity Futures Trading Commission (CFTC) today issued an Order…
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Testimony of Vincent McGonagle, Director of the Division of Market Oversight, Commodity Futures Trading Commission Before the U.S. Senate Committee on Agriculture, Nutrition and Forestry
… such bids or offers before execution (commonly known as “spoofing”). 8 A number of Commission rulemakings to …
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Keynote Address of CFTC Chairman Rostin Behnam at the Piper Sandler Global Exchange and Trading Conference, New York, NY
… – whether we are bringing cases for fraud, manipulation, spoofing, disruptive trading, or failures to comply with …
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