Displaying results 161 - 170 of 207
Testimony before the Senate Committee on Banking, Housing, and Urban Affairs, Subcommittee on Securities, Insurance, and Investment and Senate Committee on Homeland Security and Governmental Affairs, Permanent Subcommittee on Investigations
… execution of transactions during the closing period; and 3) spoofing (bidding or offering with the intent to cancel the …
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Remarks of Timothy G. Massad at the CME Global Financial Leadership Conference
… fraud schemes against retirees, to the new challenges like spoofing that come with our increasingly electronic markets. …
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Speech of Commissioner Kristin Johnson: Building A Regulatory Framework for AI in Financial Markets
… with a learning mechanism recognizes correlations between spoofing and higher returns, what protections are in place …
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Remarks of Commissioner Kristin N. Johnson at George Washington University
… CEA Section 4c(a) outlaws disruptive practices such as spoofing, [14] while CEA Section 6(c)(1) and Regulation …
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Remarks of Chairman Timothy Massad before the Energy Risk Summit USA 2015
… civil and criminal charges against an individual for spoofing in and manipulating, and attempting to manipulate, …
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Remarks of Chairman Timothy Massad before the National Energy Marketers Association
… civil and criminal charges against an individual for spoofing in and manipulating, and attempting to manipulate, …
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Keynote Address by Chairman Timothy G. Massad before the Institute of International Bankers
… attempt to manipulate our markets through sophisticated spoofing strategies. And we have also stopped crooks trying …
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Testimony of J. Christopher Giancarlo Chairman U.S. Commodity Futures Trading Commission before the House Committee on Agriculture
… market. The Division has continued to bring significant spoofing cases, and recently filed the largest precious … for example, in charging individuals at a major bank with spoofing violations earlier this year based in part on the …
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Keynote Address by Commissioner Scott D. O’Malia, SIFMA Compliance and Legal Society Annual Seminar
… prohibiting disruptive trading practices, such as “spoofing,” violating bids or offers, and disruptive trading …
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Remarks of Chairman Timothy Massad before the National Grain and Feed Association 119th Annual Convention
… manipulate our markets through high frequency trading using spoofing strategies. And we have also stopped crooks trying …
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