Displaying results 151 - 160 of 194
Testimony before the Senate Committee on Banking, Housing, and Urban Affairs, Subcommittee on Securities, Insurance, and Investment and Senate Committee on Homeland Security and Governmental Affairs, Permanent Subcommittee on Investigations
… execution of transactions during the closing period; and 3) spoofing (bidding or offering with the intent to cancel the …
Remarks of Timothy G. Massad at the CME Global Financial Leadership Conference
… fraud schemes against retirees, to the new challenges like spoofing that come with our increasingly electronic markets. …
Remarks of Chairman Timothy Massad before the Energy Risk Summit USA 2015
… civil and criminal charges against an individual for spoofing in and manipulating, and attempting to manipulate, …
Remarks of Chairman Timothy Massad before the National Energy Marketers Association
… civil and criminal charges against an individual for spoofing in and manipulating, and attempting to manipulate, …
Keynote Address by Chairman Timothy G. Massad before the Institute of International Bankers
… attempt to manipulate our markets through sophisticated spoofing strategies. And we have also stopped crooks trying …
Keynote Address of Chairman J. Christopher Giancarlo before FIA Annual Meeting, Boca Raton, Florida
… large market participants involved in commodities fraud and spoofing schemes. That action was the largest futures market …
Statement of Commissioner Kristin N. Johnson Regarding Effectively Calibrating CFTC Civil Money Penalties to Deter Repeated Compliance Failures
… HSBC for Fraudulent and Manipulative Swaps Trading and Spoofing, and for Recordkeeping and Supervision Failures, …
Opening Remarks of Commissioner Kristin N. Johnson at FIA L&C Panel: Futureproofing Financial Markets: AI and Derivatives Markets
… In entering a Consent Order, under which Sarao admitted to spoofing and manipulation in violation of the CEA, the court … Nav Sarao Futures Limited PLC with Price Manipulation and Spoofing (Apr. 21, 2015),  …
Remarks of Chairman Timothy Massad before the National Grain and Feed Association 119th Annual Convention
… manipulate our markets through high frequency trading using spoofing strategies. And we have also stopped crooks trying …
Keynote Address by Commissioner Scott D. O’Malia, SIFMA Compliance and Legal Society Annual Seminar
… prohibiting disruptive trading practices, such as “spoofing,” violating bids or offers, and disruptive trading …