Displaying results 121 - 130 of 207
External Meetings: Meeting at Jump Trading
… of May 6, the conversation concerned the definition of spoofing as a disruptive trade practice and transparency and …
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Opening Statement Before the Technology Advisory Committee
… and negatively. Phrases like “quote stuffing” and “spoofing” are bantered about as ways that algorithmic …
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Testimony of Chairman Timothy Massad before the U.S. Senate Committee on Agriculture, Nutrition & Forestry
… using them. We have new authority, for example, to attack “spoofing,” where a party enters a bid or offer without the … brought a civil action against a firm and its principal for spoofing, one of the first such cases, and in October, the U.S. Attorney for Illinois indicted the principal for spoofing, based on a referral from us. We have also directed …
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CFTC Orders Connecticut-Based Tillage Commodities, LLC to Pay a $150,000 Civil Monetary Penalty for Supervision Failures
... September 28, 2017 CFTC Orders Connecticut-Based Tillage Commodities, LLC to Pay a $150,000 Civil Monetary Penalty for Supervision Failures Washington, DC – The Commodity Futures Trading Commission (CFTC) today issued an Order filing and simultaneously settling charges against Connecticut-based Tillage Commodities, LLC (Tillage), a Commodity Pool Operator (CPO), for failure to…
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Keynote Address of Director of Enforcement James M. McDonald at the Practising Law Institute's White Collar Crime 2019 Program
… trend shows up in cases involving market manipulation and spoofing.  Again, to highlight a couple of recent examples:  … Inc. , the CFTC brought charges including manipulation and spoofing in the precious metals futures markets.  In the … traders at a major U.S. bank with manipulative conduct and spoofing, also in the precious metals futures markets. [15] …
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CFTC and Kansas State University Announce 2018 Agricultural Commodity Futures Conference
… futures markets; potential market manipulation; spoofing; the lack of convergence between cash and futures …
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Testimony of Chairman Timothy Massad before the U.S. Senate Committee on Banking, Housing, and Urban Affairs
… market participants use to distort the markets, such as "spoofing," where a party enters a bid or offer with the … but not to consummate a transaction. We used this new anti-spoofing provision to successfully prosecute Panther Energy for its spoofing practices in our energy markets. Going forward, …
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Remarks of Chairman Timothy Massad before the CME Global Financial Leadership Conference
… efforts with respect to new forms of improper behavior like spoofing. Just last week our case against Navinder Sarao for spoofing was settled, and he pleaded guilty to criminal …
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CFTC Acting Chairman Giancarlo Announced Andrew B. Busch as the Commission’s first Chief Market Intelligence Officer
… for prosecution violations of law and regulation such as spoofing, manipulation and fraud. Before BPI, Mr. Busch was …
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Registration Open for CFTC and Kansas State University Upcoming Agricultural Commodity Futures Conference
… futures markets; potential market manipulation; spoofing; the lack of convergence and elevated volatility …
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