Displaying results 111 - 120 of 194
Remarks of Chairman J. Christopher Giancarlo at Economic Club of Minnesota, Minneapolis, Minnesota
… Similarly, we have brought more manipulative conduct and spoofing cases than ever before.   From 2009 to 2016, the … manipulative conduct or disruptive trade practices like spoofing as particularly noteworthy.  Why is that the case? … was the announcement of the parallel actions involving spoofing and manipulative conduct we filed together with the …
Written Testimony of Chairman J. Christopher Giancarlo before the Senate Banking Committee
… included significant actions to root out manipulation and spoofing and to protect retail investors from fraud. The … complex litigation, including cases charging manipulation, spoofing, and unlawful use of customer funds. The CFTC … and repeatedly engaging in a manipulative and deceptive spoofing scheme while placing orders for and trading futures …
Remarks of Chairman Timothy Massad before the CME Global Financial Leadership Conference
… efforts with respect to new forms of improper behavior like spoofing. Just last week our case against Navinder Sarao for spoofing was settled, and he pleaded guilty to criminal …
Written Testimony of Chairman J. Christopher Giancarlo before the U.S. Senate Agriculture, Nutrition, and Forestry Committee
… included significant actions to root out manipulation and spoofing and to protect retail investors from fraud. The … complex litigation, including cases charging manipulation, spoofing, and unlawful use of customer funds. The CFTC … and repeatedly engaging in a manipulative and deceptive spoofing scheme while placing orders for and trading futures …
Registration Open for CFTC and Kansas State University Upcoming Agricultural Commodity Futures Conference
… futures markets; potential market manipulation; spoofing; the lack of convergence and elevated volatility …
Testimony of Chairman Timothy G. Massad before the U.S. House Committee on Agriculture
… using them. We have new authority, for example, to attack “spoofing,” where a party enters a bid or offer without the … this new authority against a firm and its principal for spoofing in 2013, one of the first such cases, and last … the U.S. Attorney for Illinois indicted the principal for spoofing, based on a referral from us. We have also directed …
Opening Statement Before the Technology Advisory Committee
… and negatively. Phrases like “quote stuffing” and “spoofing” are bantered about as ways that algorithmic …
CFTC Division of Enforcement Issues Report on FY 2018 Results
… task forces focused on four different substantive areas — spoofing and manipulative trading, virtual currency, insider …
CFTC Orders Connecticut-Based Tillage Commodities, LLC to Pay a $150,000 Civil Monetary Penalty for Supervision Failures
... September 28, 2017 CFTC Orders Connecticut-Based Tillage Commodities, LLC to Pay a $150,000 Civil Monetary Penalty for Supervision Failures Washington, DC – The Commodity Futures Trading Commission (CFTC) today issued an Order filing and simultaneously settling charges against Connecticut-based Tillage Commodities, LLC (Tillage), a Commodity Pool Operator (CPO), for failure to…