Displaying results 201 - 210 of 229
Speech of Enforcement Director James M. McDonald Regarding Enforcement trends at the CFTC, NYU School of Law: Program on Corporate Compliance & Enforcement
… these traditional areas, like precious metals, forex, and binary options.   But this last Fiscal Year, we also saw some … We saw success in this area as well.  In one of the largest binary options frauds ever brought by the CFTC, we charged a …
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2024-12125
… to be a  type of derivative contract, typically with a binary payoff structure,  based on the outcome of an … trading on CFTC-registered exchanges are structured as binary  options, which are generally understood as a type of option …
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A Voice for the People: A Proposal for a New Office of the Retail Advocate: Keynote Address by Commissioner Caroline D. Pham at CordaCon 2022
… resources for the agricultural community, as well as on binary options and digital assets. As the U.S. Congress, the … in areas like precious metals, foreign exchange, and binary options.  DOE includes the Market Surveillance Branch …
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Remarks of Commissioner Dawn D. Stump: We Can Do Hard Things
… found that an online trading platform offering event-based binary options failed to register as a designated contract market …
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2023-18694
… paragraph (c) of appendix C  to part 38. For the listing of options on futures contracts, see  paragraph (d) of appendix … in light of  increasing volumes of filings related to binary options. The  sizeable increase in listing of new binary option contracts is  unsustainable, and I encourage …
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Agricultural Advisory Committee
… "White Paper" on the Prohibition  of Agricultural Trade Options Paul Architzel, Chief Counsel Greg Kuserk, Industry … CFTC White Paper on the Prohibition of Agricultural Trade Options. In a moment, Paul Architzel, the Chief Counsel, and … can't be finessed, which direction we have to go? It's a binary choice, this way or that way. And we decided to go …
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Written Testimony of Chairman J. Christopher Giancarlo before the Senate Banking Committee
… funds would be pooled and invested in products including binary options, and instead misappropriated the funds and failed to … funds would be pooled and invested in products including binary options, making Ponzi-style payments to commodity …
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Futures Glossary
… Back Spread A delta-neutral ratio spread in which more options are bought than sold. A back spread will be … between the bid price and the ask or offer price.. Binary Option A type of option whose payoff is either a fixed amount or zero. For example, there could be a binary option that pays $100 if a hurricane makes landfall …
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Innovation and Market Structure: Keynote Address by Acting Chairman Caroline D. Pham, Piper Sandler Global Exchange and Trading Conference 2025
… and DCOs from duplicative reporting of fully collateralized binary options to swap data repositories (SDRs) under Parts 43 and …
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Testimony by Vince McGonagle Director of the Division of Market Oversight before the Subcommittee on Commodity Exchanges, Energy, and Credit House Agriculture Committee, Washington, DC
… you know, the CFTC is the primary regulator of the futures, options, and swaps markets.   The Agency’s mission is to … the CFTC has broad regulatory oversight over any futures, options, and swaps listed by designated contract markets. … contract market intended to list a new contract for bitcoin binary options. [18] Id. [19] Id. [20] CEA § 5c(c)(3) (7 …
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