Displaying results 151 - 160 of 229
PLI White Collar Crime 2023 Keynote Speech of Enforcement Director Ian McGinley: “Enforcement by Enforcement: The CFTC’s Actions in the Derivatives Markets for Digital Assets”
… derivatives markets are vast, including commodity futures, options, and swaps. That presented a challenge as I was … which had been offering off-exchange event-based binary options contracts (for example, regarding the future … Press Release Number 8478-22, CFTC, CFTC Orders Event-Based Binary Options Markets Operator to Pay $1.4 Million Penalty …
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2015-23040
… in, among other things, foreign currency  (``forex'') and binary options. Through this new program, the  Registration … Commodity Trading Advisors or Commodity Pool Operators and binary  options.\2\ Almost all, if not all, of these foreign …
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CFTC Charges California and Colorado Residents in Ongoing Multimillion-Dollar Ponzi Scheme
… of individuals and entities with operating a $14.5 million binary options and retail foreign currency (forex) Ponzi scheme. … more than 50 U.S. residents—for pooled investments in binary options and forex, misappropriating the vast majority …
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Dissenting Statement of Commissioner Summer K. Mersinger Regarding Order on Certified Derivatives Contracts with Respect to Political Control of the U.S. Senate and House of Representatives
… importantly, Nadex also sought to list 10 U.S. Presidency binary contracts. The Commission’s rejection of the Nadex … CEA The Congressional Control Contracts are cash-settled, binary (yes/no) contracts based on which political party … since event contracts generally take the form of binary options, the Commission had statutory authority even before …
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CFTC Adds More Than 20 Unregistered Foreign Entities to RED List
… in a capacity that requires registration, such as trading binary options, foreign currency (forex), or other products. The … Grand Tradefx Wellington INV/Bali Limited LTD CFTC’s Binary Options Consumer Alert and Fraud Advisories The CFTC …
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CFTC Orders Designated Contract Market to Pay $6.5 Million for System Safeguard, Reporting, and False Statement Violations
… 2020, CX failed to report certain data for over 200,000 options transactions to the CFTC, consisting primarily of weather-related binary options and pari-mutuel options contracts, in violation of …
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CFTC Files 12 Enforcement Actions Addressing Registration, Position Limits, Recordkeeping, Supervision and Reporting
… to vigorously enforce these requirements.”   Forex, Binary Options, OTC Swaps and Commodity Options Dealers …    Orders Filed Today CFTC Charges Multiple Forex and Binary Options Dealers with Registration Violations The CFTC …
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Beware of Fee Scams Targeting Workers Sidelined by COVID-19
… Unregistered brokers selling binary options, foreign exchange (forex) programs, and …
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CFTC Issues COVID-19 Customer Advisory on Fee Scams
… These frauds typically involve unregistered brokers selling binary options, foreign exchange (forex) programs, and … advises the public that unregistered brokers selling binary options, foreign exchange (forex) programs, and …
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Federal Court Orders Texas Trading Advisor and Owner to Pay $100,000 Penalty for Registration Violations
… ability to obtain trade signals and to automate trading on binary options using those trade signals. According to the order, …
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