Displaying results 31 - 40 of 205
Learn & Protect
… Learn & Protect The mission of the CFTC is to protect investors and the public from fraud in the commodity futures … or disqualified from trading, or otherwise sanctioned. Investor Resources Ponzimonium: How Scam Artists are Ripping … FINRA's website offers articles, interactive tools, alerts and other resources that help you protect yourself. …
Created on:
History of the CFTC
… trading, the CFTC issues an advisory and a revised consumer alert addressing the offering of foreign currency trading … illegal futures contracts against a firm soliciting retail investors to trade foreign currency contracts.  Over the … complaints against dozens of firms that solicit retail investors to trade foreign currency. ( CFTC Press Release …
Created on:
Ask CFTC
… with your personal information. Placing an initial fraud alert on credit reports will reduce the risk that an … Identity theft victims can place an initial 90-day fraud alert by contacting one of the following three CRAs. That … Victims of Financial Fraud developed jointly by the FINRA Investor Education Foundation and the National Center for …
Created on:
Coronavirus
… COVID-19 Advisories & Articles Customer Advisory: Be on Alert for Frauds Seeking to Profit from Market Volatility … Futures Trading Commission advises the public to be on alert for frauds seeking to profit from recent market … Some unregistered gold and silver dealers are advising investors to use relaxed retirement plan distribution rules …
Created on:
Foreign Currency Trading
… Fraud (PDF) Foreign Exchange Currency Fraud: CFTC/NASAA Investor Alert   Download Adobe Acrobat Reader … Fraud (PDF) Foreign Exchange Currency Fraud: CFTC/NASAA Investor Alert   Download Adobe Acrobat Reader …
Created on:
Foreign Currency Trading
… Fraud (PDF) Foreign Exchange Currency Fraud: CFTC/NASAA Investor Alert   Download Adobe Acrobat Reader … Fraud (PDF) Foreign Exchange Currency Fraud: CFTC/NASAA Investor Alert   Download Adobe Acrobat Reader …
Created on:
Foreign Currency Trading
… Fraud (PDF) Foreign Exchange Currency Fraud: CFTC/NASAA Investor Alert   Download Adobe Acrobat Reader … Fraud (PDF) Foreign Exchange Currency Fraud: CFTC/NASAA Investor Alert   Download Adobe Acrobat Reader …
Created on:
Social Isolation and the Risk of Investment Fraud
… Association (NASAA), the staff of the SEC's Office of Investor Education and Advocacy, NFA and the Commodity … Office of Customer Education and Outreach are updating this investor article to continue raising awareness of the devastating impact social isolation can have on senior investors and offer tips that can help. Social isolation, …
Created on:
Statement of Commissioner Kristin Johnson: Recap of 2025 Regulators Roundtable on Financial Markets Innovation and Supervision of Emergent Technology
… workloads, and provide auditable and explainable alerts using Large Language Models (LLMs), including … underlying a digital asset that allows them to lure investors to deposit funds they can never withdraw, as well as back doors that suddenly disappear, taking all investor funds with them).  Participants shared examples …
Created on:
2026-07993
… in the public interest  and for the protection of investors, or for the assessment of systemic  risk in the … (6) side arrangements or side letters,  whereby certain investors in a fund obtain more favorable rights or  … result  in [[Page 22239]] FSOC and the Commissions being alerted in a less timely manner to  certain events that may …
Created on: