Displaying results 141 - 150 of 205
… solicitations and phony excuses for their failure to return investor funds. In addition to the fraud violations charged, … Foreign Currency Trading (Forex) Fraud Advisory , which alert customers these types of fraud and list simple ways to …
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… comment letters from various interested parties, including investor advocacy groups, trade associations, and financial … and Trade Policy, and Public Citizen (collectively, the ``Investor Advocacy Group'' and the ``Investor Advocacy Group … filed with CME and/or NFA.\610\ These programs generate alerts for discrepancies that exceed defined thresholds. …
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… annually; (v) implement an early warning system designed to alert senior management when position limits are in danger … involving such specific derivative contract.'' ADM Investor Services Inc. commented on the differences between … LLP (on behalf of Peregrine Financial Group Inc.), ADM Investor Services Inc., John Stewart & Associates Inc., and …
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… web site, that article about the cheetah disappeared. I was alerted to this by two reporters who were fact-checking my … ongoing need for preventative care by regulators to protect investors, hedgers and yes, most importantly consumers. I’ve …
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… The CFTC has sufficient authority under the CEA to protect investors in virtual currency derivatives over which the … authority) over cash commodity markets. IV. Educating Investors and Market Participants The CFTC believes that the … Persons (AARP) to distribute a virtual currency “Watchdog Alert” to 120,000 AARP members; • North American Securities …
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… market integrity and stability and promote customer and investor protection. It is an honor to be here and to see … each day and analyzing the data for notable shifts to alert analysts for opportunities and risks. [6] More …
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… withdrawal of customer initial margin, and JAC Regulatory Alert #19-02 reminding FCMs of those requirements,\22\ … under the CEA, there are potential costs to individual investors of the Margin Adequacy Requirement. In general, … the rules concerning margins can reduce the return to investors, and some effects of this type could result from …
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… appropriate in the public interest, for the protection of investors and in furtherance of the purposes of the CEA.\9\ … appropriate in the public interest, for the protection of investors, or otherwise in furtherance of the purposes of … APGA Feb. 22 Letter, at 5 (providing market color and alerting a Special Entity to a possible strategy or to new …
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… available at https://www.howeycoins.com/index.html ; Investor Bulletin: Initial Coin Offerings, Securities and … Commission (July 25, 2017). https://www.sec.gov/oiea/investor-alerts-and-bulletins/ib_coinofferings . [21] William Hinman, …
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… available at https://www.howeycoins.com/index.html ; Investor Bulletin: Initial Coin Offerings, Securities and … Commission (July 25, 2017). https://www.sec.gov/oiea/investor-alerts-and-bulletins/ib_coinofferings . [19] William Hinman, …
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