Displaying results 121 - 130 of 205
Statement of Commissioner Kristin N. Johnson: Prioritizing Customer Protection and Combatting Fraud by FTX and Alameda
… affiliate, among others. Customers and the public were not alerted to FTX’s ongoing misconduct due to the absence of … 2022-219, SEC Charges Samuel Bankman-Fried with Defrauding Investors in Crypto Asset Trading Platform FTX (Dec. 13, … SEC.gov | SEC Charges Samuel Bankman-Fried with Defrauding Investors in Crypto Asset Trading Platform FTX . …
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LabCFTC Launches “Project Streetlamp” Science Prize Competition
… Deficient (RED) List , a tool launched in 2015 to alert customers to foreign entities that appear to be … agencies, like ours, fulfill our mission of protecting investors. We are proud of this inaugural competition and …
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CFTC Issues COVID-19 Customer Advisory on Fee Scams
… issued a Customer Advisory informing the public to be on alert for frauds seeking to profit from recent job losses … OCEO engages in outreach and education to retail investors, traders, industry organizations, and the … the earnings are never real. The fraudster’s goal is to get investors to pay the upfront deposit and later pay …
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Testimony, Senate Committee on Appropriations, Subcommittee on Financial Services and General Government
… analytical tools, such as market compliance detection and alert software, together with new staff competencies and … of reliable data about the size or effect of influential investor groups and potential harm posed by a commodity … Collect and report data from swaps dealers and index investors. Release data on commodity index investment on a …
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CFTC Charges Long Island Resident and His Firm in Ongoing $59 Million Fraud Scheme
… litigation, the CFTC seeks restitution to defrauded investors, disgorgement of ill-gotten gains, civil monetary … Fraud Advisory   and the  Forex Fraud Advisory,   which alert customers these types of fraud and list simple ways to …
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Manuel F. Cohen Endowed Lecture by Commissioner Kristin Johnson at George Washington University Law School
… of information such as insider trading. Championing investor protection initiatives, Cohen worked to construct … this year, the Federal Trade Commission issued a consumer alert encouraging consumers to be vigilant regarding the use … algorithm deployed trade orders for a single institutional investor (Waddell & Reed), rapidly executing the sale of …
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CFTC Charges Multiple Individuals and Companies with Operating a Fraudulent Scheme Involving Binary Options and a Virtual Currency Known as ATM Coin
… program to generate manipulated data to cheat hundreds of investors out of their hard-earned savings,” stated U.S. … Advisory and “RED” List The CFTC has issued a Consumer Alert to warn about fraudulent schemes involving binary options and their trading platforms. The Alert warns customers that the perpetrators of these …
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CFTC Issues Customer Advisory on COVID-19
… issued a Customer Advisory informing the public to be on alert for frauds seeking to profit from recent market … OCEO engages in outreach and education to retail investors, traders, industry organizations, and the … Futures Trading Commission advises the public to be on alert for frauds seeking to profit from recent market …
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New CFTC Videos Give Inside Look at Binary Options Fraud
… at Binary Options Fraud Victims’ Stories Illustrate Why Investors Should Beware of Unregistered Exchanges … first-hand look at the tactics shrewd fraudsters use to con investors out of hundreds or even thousands of dollars. … histories, and stay ahead of scam artists with news and alerts. The campaign is central to CFTC’s commitment to help …
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2012-5157
… custodial accounts and investment companies that enable investors to make wire transfers to other parties or that … on a deferred basis, if they do not ``advance'' funds to investors and clients.\43\ … Alerts, notifications, or other warnings received from …
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