Displaying results 981 - 990 of 1856
CFTC Staff Issues No-Action Letter Regarding Investments of Customer Funds in Securities Benchmarked to SOFR
… issuing the extension in conjunction with the Division of Clearing and Risk, the scope of the letter was expanded to include investments by derivatives clearing organizations (DCOs). In light of the transition from the …
Created on:
Agricultural Advisory Committee
… commission's sincere thanks to the committee members and organizations that they represent for being here. We are all … require full registration of parties offering contracts and derivatives. In conclusion, the 1996 Farm Act is … Sure. When we had a hearing in December on over-the-counter derivatives, we decided, and like I said, this is something …
Created on:
Testimony Before the Subcommittee on Capital Markets and Government Sponsored Enterprises, Committee on Financial Services, United States House of Representatives
… Testimony, Hearing on H.R. __ The Swap Data and Clearinghouse Indemnification Correction Act of 2012 Before … information on cleared swaps that it has collected from Derivatives Clearing Organizations (“DCOs”) with each appropriate prudential …
Created on:
Statement of Commissioner Kristin N. Johnson on Extension of Staff No-Action Letter Regarding Investments in Securities with Adjustable Rate of Interest Benchmarked to SOFR
… provision governing futures commission merchant (“FCM”) and derivatives clearing organization (“DCO”) [1] investment of customer funds.   The …
Created on:
Statement of Chairman J. Christopher Giancarlo Regarding the Proposed Rule on Exemption from DCO Registration
… Commission may conditionally or unconditionally exempt a derivatives clearing organization (DCO) from registration for the clearing of …
Created on:
Statement of Commissioner J. Christopher Giancarlo for the Market Risk Advisory Committee Meeting
… increased demands for information from self-regulatory organizations and the CFTC. One FCM told me that it receives … by the swelling regulations. Still, others have stopped clearing swaps for customers, which has the perverse effect … volatility. Sadly, it appears that the markets where “derivatives” were born are quickly losing their core service …
Created on:
Remarks to the Managed Funds Association
… to focus on two key areas: regulation of over-the-counter derivatives and hedge funds. Over-the-Counter Derivatives We … dealers, I believe that we must mandate the use of central clearing and exchange venues for all standardized … be aware of proposals being discussed by the International Organization of Securities Commissions (IOSCO) regarding the …
Created on:
2018-14502
… 3038-0097, Process for Review of Swaps for Mandatory Clearing AGENCY: Commodity Futures Trading Commission. … relating to information management requirements for derivatives clearing organizations. DATES: Comments must be submitted on or …
Created on:
Statement of CFTC Chairman Heath P. Tarbert on the European Commission’s Draft Delegated Acts
… comity as to home country supervision of U.S.-based derivatives clearing organizations operating in Europe.  “I continue to …
Created on:
Statement of Commissioner Kristin N. Johnson: Ensuring the Integrity of Customer Protections for Customers of U.S. Introducing Brokers With Direct Access to Foreign Boards of Trade
… misuse of customer assets is one of the central goals of derivatives market regulations. Protecting customers begins … or retail—to a number of important risks because clearing intermediaries may hold U.S. customers’ cash and … the United States. solicit U.S. customers to engage in derivatives activities outside the United States. The …
Created on: