Displaying results 931 - 940 of 1856
Testimony of Chairman Timothy Massad before the U.S. Senate Committee on Banking, Housing, and Urban Affairs
… protect the integrity of the markets. The Significance of Derivatives Market Oversight Very few Americans participate … regulatory oversight of the major market players; require clearing of standardized transactions through regulated … CCPs are registered with the CFTC as derivatives clearing organizations (DCOs) either for swaps, futures, or both. …
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Dodd-Frank Regulatory Framework: What Questions Remain Unanswered
… swaps and credit default swaps are subject to mandatory clearing. Additionally, the rules for Designated Contract … Repository (SDR). And I think we generally understand what Derivatives Clearing Organizations (DCOs) are, though the margin methodology is …
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2013-20617
… of swap dealers and major swap participants; (2) imposing clearing and trade execution requirements on standardized … Act may be accessed at http://www.cftc.gov/LawRegulation/OTCDERIVATIVES/index.htm. \2\ Pursuant to section 701 of the … a broad range of interests, including a self- regulatory organization,\14\ precious metals dealers and depository …
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Speech of Commissioner Sharon Y. Bowen at the Eurofi High Level Seminar 2017
… of a market regulator of the vast, diverse and global U.S. derivatives markets that I address you today to answer the … in the future: (1) market data; (2) enforcement; and (3) clearing. Please note that the views I express today are my … financial market infrastructures: (1) Derivatives Clearing Organizations (DCOs) and (2) exempt DCOs. Any clearinghouse …
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Remarks of Chairman James E. Newsome before the CFTC-FERC Technical Conference on Credit Issues and Potential Solutions in Energy Markets, Washington, DC
… lines in defense against such problems are the futures clearinghouses and the clearing members of the futures … futures law, the Commodity Exchange Act now permits a derivatives clearing organization to clear both on-exchange and OTC contracts. …
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July 26 Opening Meeting
… Pham Final Rule: Reporting and Information Requirements for Derivatives Clearing Organizations Staff Presentation Clark Hutchison, Division …
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Opening Statement of Commissioner Dawn D. Stump before the Global Markets Advisory Committee Meeting
… the 2009 Group of 20 Leaders’ directive regarding the OTC derivatives market.  My goal today is to use the discussions … and how the phasing of such has progressed, and 2) how clearing through central counterparties has evolved since … they might affect our own registered derivatives clearing organizations.  Sean, Carolyn and Jackie will present on the …
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“Waking Up to Reality”
… on Proposed Rulemakings on Implementation of Mandatory Clearing, Trading, Documentation and Margining Rules … of finalizing. That item is the report by the International Organization of Securities Commissions (IOSCO) on Principles for the Regulation and Supervision of Commodity Derivatives Markets. The themes that I would like to focus …
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2018-20949
… Eileen Chotiner, Senior Compliance Analyst, Division of Clearing and Risk, Commodity Futures Trading Commission, …     Title: ``Information Management Requirements for Derivatives Clearing Organizations,'' (OMB Control No. 3038-0069). This is a …
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2015-09994
… 3038-0097, Process for Review of Swaps for Mandatory  Clearing AGENCY: Commodity Futures Trading Commission. … relating to information management requirements for  derivatives clearing organizations. DATES: Comments must be submitted on or …
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