Displaying results 921 - 930 of 1856
CFTC to Hold an Open Commission Meeting on July 11
… the following: Supplemental Proposal on Exemption from Derivatives Clearing Organization Registration Proposed Rule on Registration with …
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Testimony Before the U.S. Senate Committee on Agriculture, Nutrition & Forestry, Washington, DC
… of swap dealers and major swap participants; Imposing clearing and trade execution requirements on standardized derivatives products; Creating robust recordkeeping and … of all of the meetings CFTC staff and I have with outside organizations, as well as the participants, issues discussed …
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Remarks before the Institute of International Bankers, Annual Washington Conference
… issues that I believe are of particular interest to this organization. In preparing for this talk I reviewed the … is co-chairing the Task Force on over-the-counter (OTC) Derivatives with the U.S. SEC, the UK FSA and the Securities … interest that may arise in connection with the execution or clearing of swaps. I fully support the imposition of …
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Agricultural Advisory Committee
… Richard Ellinghuysen, representing National Farmers Organization. MR. BLANCHFIELD: John Blanchfield, American … The gentleman who was growing sesame noted that he was clearing somewhere in the neighborhood of $200 an acre on … effect that by partnering and by having kind of a central clearinghouse where we're aware of what is going on that's …
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2018-20948
… Eileen Chotiner, Senior Compliance Analyst, Division of Clearing and Risk, Commodity Futures Trading …     Title: Part 39, Risk Management Requirements for Derivatives Clearing Organizations, (OMB Control No. 3038-0076). This is a …
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CFTC Expands Portal Capabilities to Make Public Submissions More Efficient and Secure
… participants, including designated contract markets (DCMs), derivatives clearing organizations (DCO), Swap Execution Facilities (SEF), Swap …
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Keynote Address on Dodd-Frank Swaps Market Reform at the Sandler O’Neill Global Exchange & Brokerage Conference
… important when positions need to be unwound, either by a clearinghouse or a dealer facing a loss or default. Among … progress on clearing. We have completed rules establishing derivatives clearing organization risk management requirements, the bulk of which …
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“What About MF Global?”
… I only hope that we achieve this goal before mandatory clearing becomes effective. 10 Otherwise, we may be … is it? According to this rulemaking, it is the risk that a derivatives clearing organization (“DCO”) will access the collateral of …
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Testimony of Chairman Timothy Massad before the U.S. Senate Committee on Banking, Housing, and Urban Affairs
… protect the integrity of the markets. The Significance of Derivatives Market Oversight Very few Americans participate … regulatory oversight of the major market players; require clearing of standardized transactions through regulated … CCPs are registered with the CFTC as derivatives clearing organizations (DCOs) either for swaps, futures, or both. …
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Remarks of Chairman Heath P. Tarbert on Self-Regulation at Northwestern University’s Brodsky Family JD-MBA Lecture
… that this man is not one of the most famous people in the derivatives industry in the United States and throughout the … oversight and there are a series of self-regulatory organizations in the derivative space. First of all, there's … exchange, and that's where the trading takes place, and the clearing houses where basically the financial risk is …
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