Displaying results 911 - 920 of 1856
Open Meeting on First Series of Proposed Rules under the Dodd-Frank Act
… Potential Conflicts of Interest in the Operation of Derivatives Clearing Organizations, Designated Contract Markets, and Swap …
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Statement of Dissent by Commissioner J. Christopher Giancarlo on the Cross-Border Application of the Margin Requirements
… Supervision (“BCBS”) and the Board of the International Organization of Securities Commissions (“IOSCO”) to develop … framework setting margin standards for uncleared derivatives (“BCBS-IOSCO framework”). 3 That 2013 framework … Union took in the context of U.S. central counterparty clearinghouse equivalence. The approach is impractical, …
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Statements of Support by Chairman Gary Gensler
… to establish position limits for physical commodity derivatives. The CFTC does not set or regulate prices. … public after a March 2010 meeting on the metals markets. Clearinghouse Core Principles I support the final rulemaking on core principles for derivatives clearing organizations (DCOs). Centralized clearing has been a …
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CFTC Global Markets Advisory Committee Advances Key Recommendations
… cross-margining between the CME Group and the Fixed Income Clearing Corporation (FICC) to support greater efficiency in … block and cap sizes are vital to the proper functioning of derivatives markets, including price discovery and … a futures commission merchant (FCM) or derivatives clearing organization (DCO) to utilize repos to manage customer …
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Testimony Before the House Committee on Appropriations, Subcommittee on Agriculture, Rural Development, Food and Drug Administration, and Related Agencies
… of the CFTC is to ensure the integrity and transparency of derivatives markets so that hedgers and investors may use … and market manipulation. We oversee futures exchanges and clearinghouses. We process registration applications, rule … the CFTC, we are working very closely with self regulatory organizations, including the National Futures Association …
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"Financial Reform, What's Next? A US and Global Perspective Examining the Opportunities and Challenges Ahead"
… Over the past 20 years, trading in over-the-counter (OTC) derivatives or swaps also gained traction. And now these … to the OTC markets. It did this by requiring exchanges and clearinghouses to comply with broad Core Principles as self-regulatory organizations, while tasking the CFTC with oversight …
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Keynote of Chairman Rostin Behnam at the FIA Boca 2023 International Futures Industry Conference, Boca Raton, Florida
… and volatility, as well as uncovering misconduct in the derivatives and underlying cash commodity markets. Flipping … across intermediaries, exchanges, and derivatives clearing organizations; (2) fostering sound and responsive practices …
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Opening Statement of Commissioner Kristin N. Johnson Regarding Open Meeting of the Commodity Futures Trading Commission
… regarding the appropriate risk management framework for derivatives clearing organizations focusing on the potential strengths and …
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Remarks before the Agribusiness Club of Washington, DC
… (CFTC) and its predecessor agencies have regulated derivatives since the 1920s. The first derivatives – called … these rules, giving them more time to do their reporting. Clearinghouses Clearinghouses have lowered risk in the … risk management requirements for derivatives clearing organizations. We finished a rule on the process for …
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Remarks before the Institute of International Bankers
… of the debate over regulatory reform of over-the-counter derivatives, or “swaps.” Seven months later, we at the … reforms in the Dodd-Frank Act that will enhance the derivatives markets. First, the bill lowers risk through … swap execution facilities (SEFs). Third, the bill requires clearing of standardized swaps by regulated clearinghouses …
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