Displaying results 891 - 900 of 1856
… CONTACT: Daniel O'Connell, Special Counsel, Division of Clearing and Risk, Commodity Futures Trading Commission, … Exchange Act and Commission regulations require a derivatives clearing organization (DCO) that wishes to accept a swap for …
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… (202) 418-5405, E-mail: [email protected], Division of Clearing and Intermediary Oversight, Commodity Futures … this benefit, our staffs participated in the International Organization of Securities Commissions' (``IOSCO'') … funds employ investment strategies that may use leverage, derivatives, complex structured products, and short selling …
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… and provide advice reflecting the views of stakeholder organizations and entities throughout the derivatives and financial markets. The Subcommittee may also … including from the viewpoint categories of exchanges and clearing houses, brokers and other market intermediaries, …
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… abusive practices and systemic risk related to derivatives – both futures and swaps – and to foster … (DCMs), swap execution facilities (SEFs), derivatives clearing organizations, swap data repositories, swap dealers, futures …
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… directed by Congress to oversee and police the nation’s derivatives markets, both in the futures and swaps markets. … the markets and the risk reduction that comes with central clearing. Required clearing of interest rate and credit … on markets administered by regional transmission organizations and independent system operators. The CFTC is …
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… mission is to ensure the integrity and transparency of derivatives markets – both the futures and swaps markets. … significant progress on rules to bring swaps into central clearing. We completed rules establishing robust risk management requirements for derivatives clearing organizations. We finished a rule on the process for …
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… DCR and DMO Interpretation regarding use by a derivatives clearing organization of a firm or forced trades process. Request for …
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… the rulemaking process in a manner that would build derivatives regulation from a strong foundation as opposed … Commission has outlined two critical rules around trading, clearing, and margining, 2 a more comprehensive and … that links the approval of an FBOT with its clearing organization. I have two primary concerns with this final …
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… operational efficiency. Risk Management Requirements for Derivatives Clearing Organizations I support the proposed rulemaking for risk …
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… D.C. — Staff of the Divisions of Market Oversight, Clearing and Risk and Market Participants today issued a … .] The request specifically asks about affiliations between derivatives clearing organizations (DCOs), designated contract markets (DCMs), or …
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