Displaying results 871 - 880 of 1856
2017-26141
… Collection 3038-0066: Financial Resource Requirements for Derivatives Clearing Organizations AGENCY: Commodity Futures Trading Commission. …
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2017-26141
… Collection 3038-0066: Financial Resource Requirements for Derivatives Clearing Organizations AGENCY: Commodity Futures Trading Commission. …
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2011-28549
… (202) 418-5463, Email: [email protected], Division of Clearing and Intermediary Oversight, Commodity Futures … the American Federation of Labor and Congress of Industrial Organizations (Apr. 12, 2011) (``AFL-CIO Letter''); comment … thresholds should take into account measures of leverage or derivatives exposures rather than just assets under …
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Statement of Commissioner Kristin N. Johnson: Combatting Systemic Risk and Fostering Integrity of the Global Financial System Through Rigorous Standards and International Comity
… Commission’s goal of setting a global standard for sound derivatives regulation, enhances market stability, and is … may create spillover effects that could impact access to clearing. Public interest advocates point to data that they … medium-income households and smaller, less complex, banking organizations are unlikely to be subject to the $100 billion …
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Statement of Commissioner Caroline D. Pham in Support of Notice of Proposed Rulemaking for Large Trader Reporting Requirements Under Part 17
… framework that outlines the reporting obligations for clearing members, including futures commission merchants … trends and dynamics. The COT Report has been vital to our derivatives market since its inception in 1962.  The report … to registrants such as FCMs, and derivatives clearing organizations (DCOs). As we deliberate today on the proposed …
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CFTC Staff Issues Advisory for Virtual Currency Products
… (CFTC) Division of Market Oversight (DMO) and Division of Clearing and Risk (DCR) today issued a joint staff advisory … and expectations in its review of new virtual currency derivatives to be listed on a designated contract market or … facility, or to be cleared by a derivatives clearing organization. CFTC staff generally believes that the …
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CFTC Chairman Rostin Behnam Appoints Initial CFTC Leadership
… Political Science from Tufts University. Clark Hutchison, Clearing and Risk Division Director Clark Hutchison will … that are responsible for the agency’s supervision of derivatives clearinghouses and their members, including … to improve information security at Derivatives Clearing Organizations (DCOs). She also has nearly a decade of …
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CFTC Staff Issues No-Action Letter to Taiwan Futures Exchange
… — The Commodity Futures Trading Commission’s Division of Clearing and Risk today announced it has issued a … or affiliates of U.S. persons without registering as a derivatives clearing organization (DCO) as required by the Commodity Exchange Act …
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2015-07283
… Eileen Chotiner, Senior Program Analyst, Division of Clearing and Risk,  Commodity Futures Trading Commission, …     Title: ``Information Management Requirements for Derivatives  Clearing Organization,'' OMB Control No. 3038-0069--Extension. This …
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2015-07201
… to Eileen Chotiner, Senior  Program Analyst, Division of Clearing and Risk, Commodity Futures  Trading Commission, … INFORMATION:     Title: ``Risk Management Requirements for Derivatives Clearing  Organizations, 3038-0076.'' This is a request for extension …
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