Displaying results 861 - 870 of 1856
Statement on Support of the Dodd-Frank Rulemaking
… types of banks in which futures commission merchants and derivatives clearing organizations may place customer funds, and 4.24, which …
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Opening Statement Before a Meeting of the Commodity Futures Trading Commission
… by ensuring that futures commission merchants (FCMs) and derivatives clearing organizations (DCOs) segregate customer collateral …
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Speech before the International Energy Agency
… on our efforts to bring regulation to the over-the-counter derivatives marketplace The CFTC was established in 1974 as … standardized derivative products be cleared by a central clearinghouse to lower risk. We also should improve market … relating to the supervision of cross-border clearing organizations. We will continue to work across international …
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Statement of Commissioner Dan M. Berkovitz on Proposed Amendments to CFTC Bankruptcy Regulations
… of a bankrupt futures commission merchant (FCM) or derivatives clearing organization (DCO).  The amendments provide a needed update …
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CFTC Clarifies Cross-Border Regulatory Commitments in Unanimous Vote
… sound regulation. Because they are essential to our global derivatives markets, my commitment to them is ironclad,” … oversight. A foreign regulator or self-regulatory organization that seeks an exemption under § 30.10 on behalf … by a foreign regulatory regime relating to the execution or clearing of any commodity interest subject to the …
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Remarks before the London School of Economics
… London to discuss with regulators and market participants derivatives reform as well as issues relating to … • It requires standardized swaps to be cleared by regulated clearinghouses. • It brings comprehensive regulation to swap … at the latest.” Earlier this year, the International Organization of Securities Commissions (IOSCO) issued a …
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2020-21005
… to establish a bespoke set of rules for the bankruptcy of a derivatives clearing organization (``DCO''). Within Subpart C, Sec.  190.14 …
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2020-28300
… S. Knauff, 202- 418-5123, [email protected] , Division of Clearing and Risk; Commodity Futures Trading Commission, …     1. Regulation Sec.  190.00: Statutory Authority, Organization, Core Concepts, Scope, and Construction     2. … in an FCM Bankruptcy     4. Reporting Requirements in a Derivatives Clearing Organization (DCO) Bankruptcy     5. …
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2023-23951
… of Customer Funds by Futures  Commission Merchants and Derivatives Clearing Organizations.     The agenda for this meeting will be …
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2015-11726
… Notice of Intent To  Renew Collection 3038-0092, Customer Clearing Documentation and Timing  of Acceptance for … Act. The Commission  adopted further rules requiring that derivatives clearing organization  (``DCO'') rules provide for the …
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