Displaying results 851 - 860 of 1856
… are experiencing tremendous competitive pressure. OTC derivatives markets have seen a huge increase in volume. For … of exchanges from their current status as membership organizations to a leaner, meaner corporate structure that … of trade execution, services by market intermediaries, and clearing. The centerpiece of the proposal, however, is a …
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… proposed in separate rulemakings relating to customer clearing documentation, the timing of acceptance for … Commission continues to view the designated self-regulatory organization (“DSRO”) model as a viable one going forward. I … Under the Commission’s final core principles rulemaking, derivatives clearing organizations (“DCOs”) are required to …
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… line of defense by laying out specific requirements for all clearinghouses to have orderly wind-down plans. This … across clearinghouses, and how a failure may spread across derivatives markets, the financial system, and even the … 2014 Goldsmith Romero Testimony. [4] Derivatives Clearing Organizations and International Standards, 78 FR 72476, …
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… a final rule on Reporting and Information Requirements for Derivatives Clearing Organizations (DCOs), a proposed rule on Swap Confirmation …
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… currently regulates 17 designated contracts markets, 14 derivatives clearing organizations (DCOs) and 123 active futures commission …
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… by customers with futures commission merchants (“FCMs”) and derivatives clearing organizations (“DCOs”) to margin futures, foreign futures, …
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… of swap dealers and major swap participants; (2) imposing clearing and trade execution requirements on standardized … may be accessed at http://www.cftc.gov./ LawRegulation/OTCDERIVATIVES/index.htm. \2\ Pursuant to section 701 of the … Resources 12/13/2010 Requirements for Derivatives Clearing Organizations. 10/18/2010................. Requirements for …
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… to the rules of a designated contract market (``DCM'') or derivatives transaction execution facility (``DTEF''), or a … electronic trading platform and then brought to ICE for clearing.\27\ … above, comments were received from eight individuals and organizations, with five comments being directly applicable …
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… types of banks in which futures commission merchants and derivatives clearing organizations may place customer funds, and 4.24, which …
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… rules, and rule amendments by designated contract markets, derivatives clearing organizations, swap execution facilities, and swap data …
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