Displaying results 831 - 840 of 1856
Opening Statement of Chairman Rostin Behnam for July 27, 2022 Open Meeting
… my great appreciation to our colleagues in the Division of Clearing and Risk and the Market Participants Division for … supports the growth, transparency, and vibrancy of the U.S. derivatives markets.  During the pandemic, CFTC staff has … markets: governance requirements for derivatives clearing organizations, and a proposed order and request for comment …
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Opening Statement of Commissioner Caroline D. Pham before the July 26, 2023 Open Meeting
… system of effective self-regulation of trading facilities, clearing systems, market participants, and market … 40 is the cornerstone of effective self-regulation in our derivatives markets because it sets forth the standards for … entities, including those that are self-regulatory organizations (SROs) that have rulebooks that are …
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Statement of Commissioner Kristin N. Johnson: A Call For The CFTC To Begin A Formal Rulemaking to Address Vertical Integration
… Bitnomial Clearinghouse, LLC (Bitnomial Clearinghouse) seeks to register as a derivatives clearing organization (DCO) pursuant to Section 5b of the Commodity …
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2016-14414
… with cleared swaps for swap data repositories (``SDRs''), derivatives clearing organizations (``DCOs''), designated contract markets …
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CFTC Announces Staff Roundtable Discussion on Non-intermediation
… 4:00 p.m., to discuss issues related to intermediation in derivatives trading and clearing.  With limited exceptions, derivatives trading … have in the context of CFTC-registered derivatives clearing organizations (DCOs) and what it means for derivatives …
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CFTC Staff Issues Conditional Relief from Reporting Fully Collateralized Binary Option Data to Swap Data Repositories
… Data, the Division of Market Oversight, and the Division of Clearing and Risk have provided no-action relief to KalshiEX … LLC, a designated contract market, and LedgerX, LLC, a derivatives clearing organization, from reporting to swap data repositories, data …
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2020-08482
… Director, 202-418-5313, [email protected] , Division of Clearing and Risk; Andree Goldsmith, Special Counsel, …     1. Regulation Sec.  190.00: Statutory Authority, Organization, Core Concepts, Scope, and Construction     2. … effectiveness and promptness over precision.\2\ Finally, derivatives clearing organizations (``DCOs'') have become …
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22-20
… DCR is extending temporary no-action relief for registered derivatives clearing organizations (DCOs) from the daily reporting requirements …
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2014-30950
… by ``Financial Resource Reporting Requirements for  Derivatives Clearing Organizations (OMB Control No. 3038-0066).''  Please provide …
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Statement of Commissioner Caroline D. Pham on DCM and SEF Conflicts of Interest Proposal
… the very essence of the statutory framework to regulate derivatives markets under the Commodity Exchange Act (CEA). … principles-based approach to oversight of self-regulatory organizations (SROs) such as DCMs and SEFs, who establish … that is too narrow to address the potential conflicts in derivatives markets, creates unnecessary confusion for …
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