Displaying results 801 - 810 of 1856
2023-16591
… Parts 39 and 140 Reporting and Information Requirements for Derivatives Clearing  Organizations; Final Rule Federal Register / Vol. 88 , No. …
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CFTC Staff Issues Four No-Action Letters Providing Relief in Connection with Issues Relating to Swaps Regulation
… on a package of measures for how to approach cross-border derivatives. Two of the letters were issued by the CFTC’s Division of Clearing and Risk (DCR) to two European-based clearing organizations, respectively, to facilitate their provision …
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Futures Glossary
… contracts are not assignable. Assignment Designation by a clearing organization of an option writer who will be required to buy … Settlement A method of settling futures , options and other derivatives whereby the seller (or short ) pays the buyer …
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CFTC Announces Departure of Office of International Affairs Director Jacqueline H. Mesa; Sarah E. Josephson Announced as New Director
… Chairman Gensler also announced that current Division of Clearing and Risk Deputy Director Sarah E. Josephson will … Act). Ms. Mesa also represented the CFTC in international organizations such as the International Organization of … to coordinate the regulation of over-the-counter (OTC) derivatives. She served on a joint project by the Committee …
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22-05
… under Parts 43 and 45 to entities submitting swaps for clearing by derivatives clearing organizations (DCOs) operating under CFTC exemptive orders …
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23-06
… of their activities for the potential need to register as a derivatives clearing organization (DCO). …
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2015-01183
… Collection 3038-0076, Risk Management Requirements for  Derivatives Clearing Organizations AGENCY: Commodity Futures Trading Commission. …
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2023-04294
… Eileen Chotiner, Senior Compliance  Analyst, Division of Clearing and Risk, Commodity Futures Trading  Commission, … INFORMATION:      Title: Part 39, Requirements for Derivatives Clearing  Organizations, (OMB Control No. 3038-0076). This is a …
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Opening Statement of Commissioner Brian D. Quintenz before the Open Commission Meeting on July 11, 2019
… on Registration with Alternative Compliance for Non-U.S. Derivatives Clearing Organizations and Supplemental Proposal on Exemption from …
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Open Meeting on Two Final Rules and One Proposed Amendment under the Dodd-Frank Act
… The Commission will take up the following: Final Rule on Derivatives Clearing Organization General Provisions and Core Principles; Final …
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