Displaying results 791 - 800 of 1856
Opening Statement of Commissioner Kristin N. Johnson Before the Market Risk Advisory Committee Meeting
… examining recent cyber disruptions that affected cleared derivatives markets. On January 31, 2023, in a short … “affected some of its services.” [1] ION provides trading, clearing, analytics, treasury, and risk management services … market regulators, prudential regulators, self-regulatory organizations, [5] academics, public interest advocates, the …
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2024-13744
…      Application of ForecastEx LLC for Registration as a  Derivatives Clearing Organization.      Application of ForecastEx LLC for …
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CFTC Seeks Public Comment on FTX Request for Amended DCO Registration Order
… Trading Commission (CFTC) has received inquiries from derivatives clearing organizations (DCO) or potential DCO applicants seeking to …
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Remarks before the Practising Law Institute
… (CFTC) for their thoughtful work on the Dodd-Frank Act. Derivatives Regulation Derivatives have been around for a … of trading through exchanges and being cleared through clearinghouses, swaps were generally transacted bilaterally … governance, financial resource requirements for clearing organizations, a rule on reviewing clearinghouse rules and …
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Opening Statement, Open Meeting on First Series of Proposed Rules Under the Dodd-Frank Act
… would prescribe certain financial resource standards for derivatives clearing organizations including derivatives clearing organizations …
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CFTC Approves Final DCO Reporting and Information Requirement and Three Proposals at the Commission Open Meeting
… Final Rule: Reporting and Information Requirements for Derivatives Clearing Organizations The Commission unanimously approved a final …
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Opening Statement of Commissioner Christy Goldsmith Romero Regarding Global Markets Advisory Committee Meeting
… Behnam’s leadership on The Board of the International Organization of Securities Commissions (“ IOSCO”). In the last three years, commodity derivatives markets have faced unexpected global challenges … the unexpected.  By expecting the unexpected, exchanges, clearinghouses, intermediaries, the Commission, and others …
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2023-27490
… including designated contract markets  (``DCMs''), derivatives clearing organizations (``DCOs''), swap  execution facilities …
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Statement of Commissioner Kristin N. Johnson Regarding the CFTC’s Notice of Proposed Rulemaking on Operational Resilience Program for FCMs, SDs, and MSPs
… a critical third-party service provider, ION Cleared Derivatives, [6]  and disrupted trade settlement and … in derivatives markets. ION provides trading, clearing, analytics, treasury, and risk management services … will incorporate the components of the plan into existing organizational structures. Each of the components of the …
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Remarks before the Chief Regulatory Officers’ Conference, Hosted by NYSE Regulation and the Financial Industry Regulatory Authority
… and by ensuring the financial integrity of the clearing process. Through effective oversight, the CFTC … should be extended to cover over-the-counter (OTC) derivatives. There is also broad consensus that more … panelists, including exchanges, firms, self-regulatory organizations, former CFTC and SEC commissioners, academics, …
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