Displaying results 751 - 760 of 1856
… FUTURES TRADING COMMISSION 17 CFR Part 39 RIN 3038-AE66 Derivatives Clearing Organization General Provisions and Core Principles AGENCY: …
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… REPORTS BY REPORTING MARKETS, FUTURES COMMISSION MERCHANTS, CLEARING MEMBERS, AND FOREIGN BROKERS 18 18.00 to 18.06 … to 38.1201 DESIGNATED CONTRACT MARKETS 39 39.1 to 39.42 DERIVATIVES CLEARING ORGANIZATIONS 40 40.1 to 40.12 PROVISIONS COMMON TO … to 38.1201 DESIGNATED CONTRACT MARKETS 39 39.1 to 39.42 DERIVATIVES CLEARING ORGANIZATIONS 40 40.1 to 40.12 …
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… Sarah E. Josephson, Associate Director, Division of Clearing and Intermediary Oversight, (202) 418- 5684, … or Claire Noakes, Attorney Advisor, Division of Clearing and Intermediary Oversight, (202) 418-5444, … directors'' is defined to include any governing body of an organization. The clarification is intended to account for …
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… of swap dealers and major swap participants; (2) imposing clearing and trade execution requirements on standardized … may be accessed at http://www.cftc.gov./LawRegulation/ OTCDERIVATIVES/index.htm. \3\ Pursuant to Section 701 of the … general or limited partnership, association, or similar organization. This definition is consistent with the …
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… States.\5\ An IB is generally defined as an individual or organization that solicits or accepts orders to buy or sell … brokers for customer accounts that in turn use FCM clearing members to whom executed trades are given up for … is based on, inter alia, its understanding that the derivatives markets regulated by the Commission function …
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… Counterparties 08/30/2010 3:00 PM More Info Coalition for Derivatives End Users II. Definitions III. Business Conduct … 08/26/2010 11:00 AM More Info International Swaps and Derivatives Association, Inc., ISDA Mayer Brown JPMorgan … American Federation of Labor and Congress of Industrial Organizations (AFL-CIO) III. Business Conduct Standards w/ …
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… the margin policy framework for non- cleared, bilateral derivatives set forth by the Basel Committee on Banking Supervision and the International Organization of Securities Commissions, and how they …
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… the Commission’s efforts to strengthen the resilience of clearing houses to future risk, including through this … safer, more resilient financial system. I have seen how clearing houses play an important public interest role – one … recognized this public interest role, designating several clearing houses as systemically important Financial Market …
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… concerns that shape the stability and integrity of global derivatives markets, and its collaboration toward developing … according to a recent report from the World Meteorological Organization, the past nine years have been the nine warmest … Director of the Risk Surveillance Branch in the Division of Clearing and Risk (DCR) at the CFTC will offer insights that …
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… of certain changes in the ownership or corporate or organizational structure of a SEF or DCM. DATES: Comments … these SEF and DCM rules with the corollary rules for derivatives clearing organizations (``DCOs'') under part 39 of the …
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