Displaying results 741 - 750 of 1856
CFTC Staff Extends Brexit-Related No-Action Positions
… to provide regulatory certainty on the continuity of derivatives trading and clearing activities between the UK and the United States. …
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“The Importance of Being Accountable”
… Public Hearing: Consideration of Proposed Rules: Customer Clearing Documentation, Timing of Acceptance for Clearing … regulation sets forth a reasonable process for a clearing organization: (1) to request, if necessary, that the … will follow for: (i) determining the eligibility of a derivatives clearing organization (“DCO”) to clear swaps; …
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CFTC Announces Advisory Committee Sponsorships
… that affect the integrity and competitiveness of U.S. derivatives markets. The committees facilitate communication … to evolving market structures and movement of risk across clearinghouses, exchanges, intermediaries, market makers, … of futures exchanges, self-regulatory organizations, financial intermediaries, market …
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2019-15262
… Registration With Alternative Compliance for Non-U.S. Derivatives Clearing Organizations AGENCY: Commodity Futures Trading Commission. …
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2011-24128
… of swap dealers and major swap participants; (2) imposing clearing and trade execution requirements on standardized … the Financial Services Forum, the International Swaps and Derivatives Association and the Securities Industry and … that are not cleared by a registered derivatives clearing organization.'' …
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CFTC Grants ForecastEx, LLC DCO Registration and DCM Designation
… it has issued ForecastEx, LLC an Order of Registration as a derivatives clearing organization (DCO) and an Order of Designation as a …
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2018-17335
… 17 CFR Parts 39 and 140 RIN 3038-AE65 Exemption From Derivatives Clearing Organization Registration AGENCY: Commodity Futures Trading …
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Statement of Commissioner Caroline D. Pham Regarding Request for Comment on the Impact of Affiliations Between Certain CFTC-Regulated Entities
… between certain CFTC-Regulated Entities”, specifically derivatives clearing organizations (DCOs), designated contract markets (DCMs), …
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2023-23255
… CONTACT: Joseph Opron, Special Counsel,  Division of Clearing and Risk, Commodity [[Page 72437]] … SUPPLEMENTARY INFORMATION:      Title: Requirements for Derivatives Clearing Organizations (OMB  Control No. 3038-0076). This is a …
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Opening Statement of Chairman Rostin Behnam Regarding June 7th Open Meeting
… certain reporting and information regulations applicable to derivatives clearing organizations (DCOs). [2]   If finalized, these amendments …
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