Displaying results 721 - 730 of 1856
… proposed rule. Post Dodd-Frank, regulators recognized that derivatives transactions with affiliated parties can pose … Committee on Banking Supervision and the International Organization for Securities Commission’s “International … all swaps that are not cleared by a registered derivatives clearing organizations. Swap dealers and major swap …
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… — The Commodity Futures Trading Commission’s Division of Clearing and Risk announced today it issued a staff advisory … for certain daily reporting requirements for registered derivatives clearing organizations. The requirements were amended in August 2023. …
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… equivalent to such contracts. See Position Limits for Derivatives, 78 FR 75680 (Dec. 12, 2013). \3\ See 17 CFR … Three commenters, each a public policy organization, opposed the modifications described in the … or reporting information, or an affiliate providing clearing, custodial, or other non-trading services for the …
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… and major swap participants (``MSPs''); (2) imposing clearing and trade execution requirements on standardized … has been taking place for many years. As part of the OTC Derivatives Supervisors' Group (``ODSG''), the Federal … to enhance risk [[Page 43790]] mitigation practices for OTC derivatives, a key element of which was introduction of and …
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… rulemaking (First Proposal) that proposed to amend the derivatives clearing organization (DCO) risk management regulations adopted …
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… technologies in data analytics, trade data analysis, trade clearing, reconciliation, and settlement, risk management, … January of 2023, a critical third-party service provider in derivatives markets, ION Cleared Derivatives (ION), a … DCO System Safeguard Regulation Derivatives clearing organizations (DCOs), are subject to core principles …
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… 17 CFR Parts 1, 39, and 140 Derivatives Clearing Organization General Provisions and Core Principles; Final …
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… States.\5\ An IB is generally defined as an individual or organization that solicits or accepts orders to buy or sell … act on behalf of another person with respect to trading derivatives. They are generally required to register with … through submission of such orders are guaranteed by a clearing firm registered as an FCM or exempt from FCM …
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… financial products and platforms (including exchanges or clearinghouses that engage in digital asset transactions), … turning to the potential for regulatory oversight of crypto derivatives markets, it may be useful to acknowledge three … in commodity derivatives markets is derivatives clearing organizations (DCOs). Is Our Market Structure Regulation …
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… models, and algorithmic trading, and digital trading, clearing and settlement. During the most recent past … cyber security and supervision and enforcement across the derivatives and broader financial markets. In discussing … the need for parallel reforms for our derivatives clearing organizations. While our principles-based approach to …
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