Displaying results 711 - 720 of 1856
CFTC Approves a Proposed Rule and a Proposed Order and Request for Comment
… proposed rule on reporting and information requirements for derivatives clearing organizations (DCOs). The second is a proposed order and a …
Created on:
Agricultural Advisory Committee
… Council of America RICHARD ELLINGHUYSEN , National Farmers Organization JAY BAUMGARTNER , National Farmers Union … to the dealers is that they have agreed to combine their clearing facilities. That is the difference between an OTC … concerning jurisdictional concerns, over-the-counter derivatives, has probably pushed up that timetable somewhat. …
Created on:
Keynote Address of CFTC Chairman Rostin Behnam at the Piper Sandler Global Exchange and Trading Conference, New York, NY
… events of the last several years have tested the U.S. derivatives market, and record volatility and volume applied … to ensure our regulations are fit for purpose in areas like clearing, cybersecurity, conflicts of interest, and fintech, … contract market), and a DCO (derivatives clearing organization); and issue proposed guidance regarding the …
Created on:
2023-11956
… matters:      Final Rule: Governance Requirements for Derivatives  Clearing Organizations;      Proposed Rule: Derivatives Clearing …
Created on:
2023-06248
… FUTURES TRADING COMMISSION 17 CFR Part 39 RIN 3038-AF21 Derivatives Clearing Organization Risk Management Regulations To  Account for the …
Created on:
CFTC Grants Kalshi Klear LLC DCO Registration
… Kalshi Klear LLC (Kalshi) an Order of Registration as a derivatives clearing organization (DCO) under the Commodity Exchange Act (CEA). …
Created on:
Keynote of Chairman Rostin Behnam at the FIA Boca 2024 International Futures Industry Conference, Boca Raton, Florida
… transition and acknowledging new market realities in the derivatives industry that may require changes in the way we … the role and responsibilities of self-regulatory organizations, affiliate risk management, and, of course, … to the Part 39 rules to address the protection of clearing member funds held by DCOs commonly referred to as …
Created on:
2013-08830
… Act is available at http://www.cftc.gov/LawRegulation/OTCDERIVATIVES/index.htm. \11\ See FCRA section 615(e)(1), 15 … scope section of the rule); Comment Letter of the Options Clearing Corporation (May 3, 2012) (``OCC Comment Letter'') … definition of ``creditor'' and expressly exclude clearing organizations from the scope section of the rule); Comment …
Created on:
Statement of Commissioner Kristin N. Johnson in Support of Proposed Rulemaking on DCO Recovery and Orderly Wind-down Plans
… Derivatives clearing organizations (DCOs) play a significant role in our markets … Dodd-Frank established a framework for over-the-counter derivatives, including swaps, [3] that form the basis for …
Created on:
CFTC Announces Agenda for the Upcoming Public Meeting of the Market Risk Advisory Committee
… related to: Current risk management techniques employed by Derivatives Clearing Organizations (DCOs) to ensure that the appropriate measures …
Created on: