Displaying results 701 - 710 of 1856
… the following: Final Rule : Governance Requirements for Derivatives Clearing Organizations Proposed Rule : Derivatives Clearing …
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… of Interest in Self-Regulation and Self-Regulatory Organizations ("SROs") AGENCY: Commodity Futures Trading … with over 100 persons including representatives of DCMs, clearing houses, futures commission merchants ("FCMs"), … director standard of no involvement with the futures or derivatives business. Several commenters expressed the …
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… markets. Our dual mandate enshrines the simple truth that derivatives are financial instruments that are at the … the largest banks and asset managers, to exchanges and clearinghouses, to crypto native startups, who have … Committee for Banking Supervision (BCBS), the International Organization of Securities Commissions (IOSCO), and the …
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… Notice of Intent To Extend Collection 3038-0094: Clearing Member Risk Management AGENCY: Commodity Futures … members, in order to maintain financial stability at derivatives clearing organizations (``DCOs''). With respect to the collection …
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… will consider a final rule on Governance Requirements for Derivatives Clearing Organizations (DCOs), a proposed rule on DCOs Recovery and …
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… of Intent To Extend Collection 3038-0076: Requirements for Derivatives Clearing Organizations AGENCY: Commodity Futures Trading Commission. …
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… 17 CFR Part 39 RIN 3038-AF15 Governance Requirements for Derivatives Clearing Organizations AGENCY: Commodity Futures Trading Commission. …
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… 17 CFR Parts 39 and 140 RIN 3038-AE65 Exemption From Derivatives Clearing Organization Registration AGENCY: Commodity Futures Trading …
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… of Customer Funds by Futures Commission Merchants and Derivatives Clearing Organizations; Proposed Rule Federal Register / Vol. 88 , …
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… (``CEA'') to require that swap transactions subject to the clearing requirement must be traded on either a designated … cleared depends on whether the swap (1) can be priced for a derivatives clearing organization's (``DCO'') risk management purposes; and (2) …
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