Displaying results 71 - 80 of 1856
CFTC Issues Order Enabling NetThruPut, Inc., to Operate a Multilateral Clearing Organization for OTC Derivative Instruments in the U.S.
… Order Enabling NetThruPut, Inc., to Operate a Multilateral Clearing Organization for OTC Derivative Instruments in the U.S. … Improvement Act (FDICIA) with respect to the multilateral clearing activities for over-the-counter (OTC) derivative … Order Enabling NetThruPut, Inc., to Operate a Multilateral Clearing Organization for OTC Derivative Instruments in the …
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CFTC Staff Issues Interpretative Guidance Regarding the Use of a “Firm or Forced Trades” Process by Derivatives Clearing Organizations
… Regarding the Use of a “Firm or Forced Trades” Process by Derivatives Clearing Organizations Washington, DC — The U.S. Commodity Futures … Regarding the Use of a “Firm or Forced Trades” Process by Derivatives Clearing Organizations …
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CFTC Issues Final Rules to implement Enhanced Risk Management Standards for Systemically Important Derivatives Clearing Organizations
… Risk Management Standards for Systemically Important Derivatives Clearing Organizations Washington, DC – The Commodity Futures Trading … Risk Management Standards for Systemically Important Derivatives Clearing Organizations …
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Concurring Statement of Commissioner Rostin Behnam Regarding Exemption from Derivatives Clearing Organization Registration; Final Rule
… it will follow with respect to granting exemptions from derivatives clearing organization (DCO) registration pursuant to authority under … of Commissioner Rostin Behnam Regarding Exemption from Derivatives Clearing Organization Registration; Final Rule …
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Dissenting Statement of Commissioner Dan M. Berkovitz on the Supplemental Proposal for Exemption from Derivatives Clearing Organization Registration
… Berkovitz on the Supplemental Proposal for Exemption from Derivatives Clearing Organization Registration July 11, 2019 I dissent from the … Berkovitz on the Supplemental Proposal for Exemption from Derivatives Clearing Organization Registration …
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CFTC Staff Grants Temporary No-Action Relief to Derivatives Clearing Organizations from Amended Daily Reporting Requirements
… — The Commodity Futures Trading Commission’s Division of Clearing and Risk (DCR) today granted temporary no-action relief to registered derivatives clearing organizations (DCOs) from the amended daily reporting … CFTC Staff Grants Temporary No-Action Relief to Derivatives Clearing Organizations from Amended Daily …
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Supporting Statement of Commissioner Brian D. Quintenz Regarding Exemption from Derivatives Clearing Organization Registration Final Rule
… codify the CFTC’s existing practice of exempting non-U.S. derivatives clearing organizations (DCOs) from registration, pursuant to a … of Commissioner Brian D. Quintenz Regarding Exemption from Derivatives Clearing Organization Registration Final Rule …
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Supporting Statement of Commissioner Brian D. Quintenz Regarding Registration with Alternative Compliance for Non-U.S. Derivatives Clearing Organizations
… for registration with alternative compliance for non-U.S. derivatives clearing organizations (DCOs) is a significant milestone in the … Registration with Alternative Compliance for Non-U.S. Derivatives Clearing Organizations …
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CFTC Staff Issues Time-Limited No-Action Relief for Derivatives Clearing Organizations and Other Reporting Entities from Certain Obligations on Cleared Swap Reporting
… 2016 CFTC Staff Issues Time-Limited No-Action Relief for Derivatives Clearing Organizations and Other Reporting Entities from Certain … CFTC Staff Issues Time-Limited No-Action Relief for Derivatives Clearing Organizations and Other Reporting Entities from …
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CFTC Designates Brokertec Futures Exchange as a Contract Market and Brokertec Clearing Corporation as a Registered Derivatives Clearing Organization
… Futures Exchange as a Contract Market and Brokertec Clearing Corporation as a Registered Derivatives Clearing Organization …
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