Displaying results 671 - 680 of 1856
CFTC Approves Two Proposals and a DCO Application
… March 2, 2024. Notice of Proposed Rulemaking: Protection of Clearing Member Funds Held by Derivatives Clearing Organizations The Commission approved a rule proposing …
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CFTC Finalizes Rules to Improve Swap Data Reporting, Approves Other Measures at September 17 Open Meeting
… also unanimously approved a final rule that will permit derivatives clearing organizations (DCOs) organized outside of the U.S. to be …
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Dissenting Statement of Commissioner Summer K. Mersinger Regarding cryptoiminerstrade.com, Expert Stocks Zone, FalconForexBot, and swiftminingexpert.com
… agents to their customers in facilitating the execution and clearing of derivative transactions.  They are distinct from … facilities which execute derivative transactions, and from derivatives clearing organizations that clear derivative transactions.  They are …
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CFTC Approves Proposed Rules and Other Commission Business
… 19-17 regarding separate account treatment applicable to derivatives clearing organizations (DCOs) and, through DCO rules, to clearing …
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2024-24388
… rules,  rule amendments, and new products for trading and clearing, as well as  the Commission's review and processing … including designated contract markets (``DCMs''),  derivatives clearing organizations (``DCOs''), swap execution  facilities …
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2012-10918
… of swap dealers and major swap participants; (2) imposing clearing and trade execution requirements on standardized … (2010), available at http://www.cftc.gov/LawRegulation/OTCDERIVATIVES/index.htm. \4\ Pursuant to section 701 of the … and the Technical Committee of the International Organization of Securities Commissions (``IOSCO''). The …
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Opening Statement of Commissioner Kristin N. Johnson Regarding the Open Commission Meeting on December 13, 2023
…  We will also consider an application for registration of a derivatives clearing organization interested in enabling digital asset trading in …
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Concurring Statement of Commissioner Caroline D. Pham Regarding Proposed Rulemaking for DCO Recovery and Orderly Wind-down Plans; Information for Resolution Planning
… concur regarding the Notice of Proposed Rulemaking for Derivatives Clearing Organizations Recovery and Orderly Wind-down Plans; …
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2012-20962
… (SDs) and major swap participants (MSPs); (2) imposing clearing and trade execution requirements on standardized … customers executed on a SEF and cleared on a designated clearing organization through the customer omnibus account maintained … (SDs) and major swap participants (MSPs); (2) imposing clearing and trade execution requirements on standardized …
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Concurring Statement of Commissioner Caroline D. Pham on Novel U.S. Location Test and FCM Registration
… implications for the over $700 trillion notional global derivatives market and the potential to disrupt legitimate … of ultimate beneficial owners, (2) location of corporate organization, (3) principal place of business, and (4) … for Certain Foreign Intermediaries, including whether clearing through a registered FCM is required as a condition …
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