Displaying results 661 - 670 of 1856
… [email protected]. SUPPLEMENTARY INFORMATION: Title: Clearing Member Risk Management (OMB Control No. … members, in order to maintain financial stability at derivatives clearing organizations (``DCOs''). An agency may not conduct or …
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… 17 CFR Parts 39 and 190 Derivatives Clearing Organizations Recovery and Orderly Wind-Down Plans; …
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… or a swap execution facility, or that is cleared by a derivatives clearing organization, shall not be exempt from any provision of this … or a swap execution facility, or that is cleared by a derivatives clearing organization, shall not be exempt from any …
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… of Interest in Self-Regulation and Self-Regulatory Organizations............ 3038-AC28 3361 Electronic Filing … Contact: Andrew V. Chapin, Special Counsel, Division of Clearing and Intermediary Oversight, Commodity Futures … emergencies on behalf of a designated contract market or derivatives transaction execution facility; (4) clarify the …
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… Afforded Customer and Customer Funds Held by Futures Clearing Merchants and Derivatives Clearing Organizations for DCMs.\1\ Additionally, this control …
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… Counsel, or Elizabeth Miller, Attorney-Advisor, Division of Clearing and Intermediary Oversight, 1155 21st Street, NW., … may be accessed at http://www.cftc.gov./ LawRegulation/OTCDERIVATIVES/index.htm. \4\ Pursuant to Section 701 of the … called for includes the firm's full legal name and form of organization, business address, business records location, …
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… and major swap participants (``MSPs''); (2) imposing clearing and trade execution requirements on standardized … (2010), available at http://www.cftc.gov/LawRegulation/OTCDERIVATIVES/index.htm. Pursuant to section 701 of the … nonetheless cleared at a registered derivatives clearing organization (``DCO''); (iii) swaps that are not cleared at …
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… of swap dealers and major swap participants; (2) imposing clearing and trade execution requirements on standardized … may be accessed at http://www.cftc.gov./ LawRegulation/OTCDERIVATIVES/index.htm. \4\ Pursuant to section 701 of the … role and unique position of exchanges and self-regulatory organizations to ensure that markets operate in a fair and …
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… Request Approval for Collection 3038-0117, Exemption From Derivatives Clearing Organization Registration AGENCY: Commodity Futures Trading …
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… as the CFTC approved Kalshi Klear LLC’s registration as a Derivatives Clearing Organization (DCO). “There’s no doubt that we are seeing a …
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