Displaying results 651 - 660 of 1856
… Compliance dates: The compliance date for FCMs that are clearing members of a derivatives clearing organization (DCO) as of the date of publication of this …
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… or contracts which substantially replicate other commodity derivatives contracts, such as binary options on exchange … indicators than data obtained from professional polling organizations.\7\ … participants, both with respect to trade execution and clearing? 23. Are there any types of trader or intermediary …
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… or contracts which substantially replicate other commodity derivatives contracts, such as binary options on exchange … indicators than data obtained from professional polling organizations.\7\ … participants, both with respect to trade execution and clearing? 23. Are there any types of trader or intermediary …
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… Division of Market Oversight and the Division of Clearing and Risk today announced they have taken a … LLC, a designated contract market, and Kalshi Klear LLC, a derivatives clearing organization, to modify CFTC Letter No. 21-11 to cover …
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… and publication of the proposed rule on the protection of clearing member funds held by derivatives clearing organizations (DCOs). The Commission has longstanding …
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… Conflict of Interest in Self-Regulation and Self-Regulatory Organizations; Proposed Rule [[Page 38740]] … and Clarifying Amendments to Rules for Exempt Markets, Derivatives Transaction Execution Facilities and Designated … Contract Markets, and Procedural Changes for Derivatives Clearing Organization Registration Applications, 71 FR 1953, …
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… of swap dealers and major swap participants; (2) imposing clearing and trade execution requirements on standardized … may be accessed at http://www.cftc.gov./ LawRegulation/OTCDERIVATIVES/index.htm. \3\ Pursuant to section 701 of the … merchants, swap dealers, commodity funds, futures industry organizations, and academics/think tanks, responded to the …
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… Independent System Operators and Regional Transmission Organizations to Exempt Specified Transactions Authorized by … 202-418-5313, [email protected], Division of Clearing and Risk; David P. Van Wagner, Chief Counsel, … persons for purposes of the exemption; the use of the derivatives clearing organization (``DCO'') and swap …
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… Trading Commission today issued Supervisory Stress Test of Derivatives Clearing Organizations: Reverse Stress Test Analysis and Results , a …
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… [email protected]. SUPPLEMENTARY INFORMATION: Title: Clearing Member Risk Management (OMB Control No. … members, in order to maintain financial stability at derivatives clearing organizations (``DCOs''). An agency may not conduct or …
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