Displaying results 631 - 640 of 1856
Exemption of Foreign Swap Trading Facilities from SEF Registration
… SGX FX Markets Pte. Ltd. RMO Singapore Singapore Exchange Derivatives Trading Limited AE Singapore Synoption Pte. Ltd. … SGX FX Markets Pte. Ltd. RMO Singapore Singapore Exchange Derivatives Trading Limited AE Singapore Synoption Pte. Ltd. …
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2023-28767
… COMMISSION 17 CFR Part 39 RIN 3038-AF39 Protection of Clearing Member Funds Held by Derivatives Clearing  Organizations AGENCY: Commodity Futures Trading Commission. …
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CFTC Staff Issues No-Action Letter Regarding Reporting and Recordkeeping Requirements for Fully Collateralized Binary Options
… the Division of Market Oversight and the Division of Clearing and Risk have taken a no-action position regarding … from ForecastEx LLC, a designated contract market and derivatives clearing organization.   The divisions will not recommend the …
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CFTC Approves Final Rule on Margin Adequacy, Treatment of Separate Accounts of a Customer by Futures Commission Merchants
… , 23-13 , and 24-07 , was jointly issued by the Division of Clearing and Risk and the Division of Swap Dealer and … stating DCR would not recommend an enforcement action if a derivatives clearing organization permits an FCM clearing member to treat the …
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2024-30927
… of Customer Funds by Futures Commission Merchants and  Derivatives Clearing Organizations; Final Rule Federal Register / Vol. 90 , No. …
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Security Futures Product
… through physical delivery, arrangements are in place with a clearing agency registered with the SEC for the payment and … settlement price of an SFP conflict with the rules of a derivatives clearing organization, the clearing organization may determine the … settlement price of an SFP conflict with the rules of a derivatives clearing organization, the clearing organization …
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e9-6187
… to report to the CFTC and applicable self- regulatory organizations when certain noncommercial swap clients reach … made on or subject to the rules of contract markets or derivatives transaction execution facilities, or on … on or subject to the rules of any contract market or derivatives transaction execution facility, or on an …
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e9-6187
… to report to the CFTC and applicable self- regulatory organizations when certain noncommercial swap clients reach … made on or subject to the rules of contract markets or derivatives transaction execution facilities, or on … on or subject to the rules of any contract market or derivatives transaction execution facility, or on an …
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e9-6187
… to report to the CFTC and applicable self- regulatory organizations when certain noncommercial swap clients reach … made on or subject to the rules of contract markets or derivatives transaction execution facilities, or on … on or subject to the rules of any contract market or derivatives transaction execution facility, or on an …
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2010-29994
… major swap participants (``MSPs''); (2) imposing mandatory clearing and trade execution requirements on standardized … may be accessed at http://www.cftc.gov./ LawRegulation/OTCDERIVATIVES/index.htm. \3\ Pursuant to Section 701 of the … but are cleared at a registered derivatives clearing organization (``DCO''); (iii) swaps that are not cleared at …
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