Displaying results 601 - 610 of 1856
… Christopher W. Cummings, Special Counsel, Division of Clearing and Intermediary Oversight, or Barbara S. Gold, … definitions to, CEA Section 1a, which has resulted in a reorganization and renumbering of the definitions in Section … whereby in response to the deletion of the term ``derivatives transaction execution facility'' from the CEA by …
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… of Public Affairs; Clark Hutchison, Director, Division of Clearing and Risk; Ian McGinley, Director, Division of … responsible for registering, examining, and overseeing U.S. derivatives exchanges, including the products they offer and … Meghan has worked with exchanges, derivatives clearing organizations, swap data repositories, and market …
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… Info Barclays Capital D.E. Shaw & Co. International Swaps & Derivatives Association (ISDA) JPMorgan Chase & Co. Morgan … ICE Clear Europe, ICE Trust US, International Derivatives Clearing Group, Japan Securities Clearing Corporation, … Gas Association 11/15/2010 No Subject National Farmers Organization 11/02/2010 Summary OTC Derivatives Regulators' …
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… boards of trade; and swaps cleared on the same designated clearing organization where appropriate; and (C) Will not be, and has … and foreign boards of trade; and swaps cleared on the same derivatives clearing organization where appropriate; and * * … and foreign boards of trade; and swaps cleared on the same derivatives clearing organization where appropriate; and * * …
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… areas of consideration (2) 2:45 – 3:20 –Cash Flows with Clearing House –Cash Flows with Customers ♦Summary … members have significant minimum capital requirements (OTC derivatives clearing members’ capital requirements are … required. ♦ Early Warning Requirements. FCMs and clearing organizations are subject to certain early warning …
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… Since 2019, derivatives clearing organizations (DCOs) and futures commission merchants (FCMs) … to codify the no-action position in CFTC Letter No. 19-17. Derivatives Clearing Organization Risk Management …
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… 17 CFR Parts 4 and 50 Clearing Exemption for Certain Swaps Entered Into by … requires a swap: (1) To be submitted for clearing through a derivatives clearing organization (``DCO'') if the Commission has determined that … requires a swap: (1) To be submitted for clearing through a derivatives clearing organization (``DCO'') if the …
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… labor-intensive, requires assistance from exchange clearing members and others, and does not lend itself to … by Commission staff with the aid of exchanges, exchange clearing members, and others. Exchange compliance … Compliance Committee (``JCC'') is an information sharing organization whose members include compliance officials from …
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… labor-intensive, requires assistance from exchange clearing members and others, and does not lend itself to … by Commission staff with the aid of exchanges, exchange clearing members, and others. Exchange compliance … Compliance Committee (``JCC'') is an information sharing organization whose members include compliance officials from …
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… (``SDs'') and major swap participants (``MSPs''); imposing clearing and trade execution requirements on standardized derivatives products; creating robust recordkeeping and … These standards are to be comparable to those for clearing organizations. CEA section 21(b)(3) provides that: The …
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