Displaying results 581 - 590 of 1856
… of swap dealers and major swap participants; (2) imposing clearing and trade execution requirements on standardized … may be accessed at http://www.cftc.gov./ LawRegulation/OTCDERIVATIVES/index.htm. \2\ Pursuant to section 701 of the … merchants, swap dealers, commodity funds, futures industry organizations, academics/think tanks, a US government …
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… FUTURES TRADING COMMISSION 17 CFR Part 39 RIN 3038-AD47 Clearing Exemption for Swaps Between Certain Affiliated … the person submits the swap for clearing to a registered derivatives clearing organization (``DCO'') (or a DCO that is exempt from … the person submits the swap for clearing to a registered derivatives clearing organization (``DCO'') (or a DCO that …
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… and the CFTC’s Division of Market Oversight and Division of Clearing and Risk (collectively, the “Divisions”) [1] are … Risk stands ready to address questions from CFTC-registered derivatives clearing organizations (DCOs). The Divisions stand ready to address …
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… as may be determined by the Commission; (3) allowing the clearing of agricultural swaps, as described herein; and (4) … Order; and (2) are cleared by a Commission-registered derivatives clearing organization (``DCO''). Concurrent with the First Amended …
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… of swap dealers and major swap participants; (2) imposing clearing and trade execution requirements on standardized … may be accessed at http://www.cftc.gov./ LawRegulation/OTCDERIVATIVES/index.htm. \2\ Pursuant to section 701 of the … and continue relying on the exchanges' self- regulatory organization (``SRO'') authority to identify and pursue …
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… lawyers, professional associations, and nonprofit organizations. The comments addressed a wide range of … possible violations of law. Internal Procedural and Organizational Issues: In the Proposing Release, the … American Bar Association--Business Law Section/Committee on Derivatives and Futures Law and the Committee on Federal …
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… (``Petition'') from a group of trade associations and other organizations representing the interests of government … subject to the rules of a registered entity, submitted for clearing to a derivatives clearing organization (``DCO''), and/or reported …
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… and signifies the regional electricity transmission organization that coordinates the generation and … other contracts traded on designated contract markets or derivatives transaction execution facilities, use of the ECM … completed over-the-counter and potentially submitted for clearing by voice brokers. In addition, the ICE sells its …
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… and signifies the regional electricity transmission organization that coordinates the generation and … other contracts traded on designated contract markets or derivatives transaction execution facilities, use of the ECM … completed over-the-counter and potentially submitted for clearing by voice brokers. In addition, the ICE sells its …
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… Act \1\ requires that swap transactions subject to the clearing requirement \2\ must be executed on a DCM or … swap unless that person submits such swap for clearing to a derivatives clearing organization that is registered under this Act or a … swap unless that person submits such swap for clearing to a derivatives clearing organization that is registered under …
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