Displaying results 551 - 560 of 1856
… (SDs) and major swap participants (MSPs); (2) imposing clearing and trade execution requirements on standardized … SD in connection with a swap that was not cleared through a derivatives clearing organization. The Commission explained that this amendment … SD in connection with a swap that was not cleared through a derivatives clearing organization. The Commission explained …
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… of swap dealers and major swap participants; (2) imposing clearing and trade execution requirements on standardized … may be accessed at http://www.cftc.gov./ LawRegulation/OTCDERIVATIVES/index.htm. \2\ Pursuant to Section 701 of the … future rulemaking, address related internal procedural and organizational issues, including establishment of, and …
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… deliveries have been stopped by a trader or issued by the clearing organization of an exchange. Reportable Positions Clearing members, futures commission merchants, and foreign … deliveries have been stopped by a trader or issued by the clearing organization of an exchange. Reportable Positions …
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… is lawful if it occurs on designated contract markets or derivatives transaction execution facilities. Trading of … is lawful if it occurs on designated contract markets or derivatives transaction execution facilities. Trading of …
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… Volatility Reporting G. Eliminate Certain Trading and Clearing Reporting [[Page 22233]] H. Eliminate Form PF … the gross notional values for options and interest rate derivatives in addition to other derivatives, rather than … about the private funds that they advise, including organizational and operational information, as well as …
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… mission to promote market integrity and liquidity in U.S. derivatives markets—markets that are critical to the real … a partnership between the regulator and our self-regulatory organizations (SROs): National Futures Association (NFA) and … designated contract markets (DCMs), derivatives clearing organizations (DCOs), and swap execution facilities …
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… the Chicago Mercantile Exchange Inc. (CME), a registered derivatives clearing organization (DCO), and the Board of Trade of the City of … the Chicago Mercantile Exchange Inc. (CME), a registered derivatives clearing organization (DCO), and the Board of Trade of the …
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… of swap dealers and major swap participants; (2) imposing clearing and trade execution requirements on standardized derivatives products; (3) creating robust recordkeeping and … swap not accepted for clearing by any derivatives clearing organization (``DCO'') must be reported to an SDR (or to the …
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… to swaps involving such persons; and the application of the clearing, trade execution, and certain reporting and … at the time of default, LBIE had an estimated 130,000 OTC derivatives trades outstanding, most of which were … United States or abroad, can quickly spread throughout the organization and jeopardize the financial integrity of the …
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… 17 CFR Part 50 Clearing Requirement Determination Under Section 2(h) of the … to do so under the pertinent section of the CEA to a derivatives clearing organization (DCO) that is registered under the CEA … to do so under the pertinent section of the CEA to a derivatives clearing organization (DCO) that is registered …
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