Displaying results 521 - 530 of 1856
… and comprehensive regulation of SDs and MSPs; (2) imposing clearing and trade execution requirements on standardized … conduct global swaps business, trade associations, clearing organizations, law firms (representing international banks … to the effect that oversight of the $700 trillion global derivatives market is the key to meaningful reform. The …
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… Act (a) Permitting Eligible Swap Participants To Submit for Clearing and ICE Clear U.S., Inc. and Futures Commission … I. The ICE Clear 4(c) Petition ICE Clear, the clearing organization for ICE Futures, sought to offer ESPs who enter … of trade designated or registered as a contract market or derivatives transaction execution facility for transactions …
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… Act (a) Permitting Eligible Swap Participants To Submit for Clearing and ICE Clear U.S., Inc. and Futures Commission … I. The ICE Clear 4(c) Petition ICE Clear, the clearing organization for ICE Futures, sought to offer ESPs who enter … of trade designated or registered as a contract market or derivatives transaction execution facility for transactions …
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… with respect to Part 45 for entities submitting swaps for clearing by derivatives clearing organizations (DCOs) operating consistent with CFTC …
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… letters by Futures Commission Merchants (FCMs) and Derivatives Clearing Organizations (DCOs), instructions and a form for notifying … letters by Futures Commission Merchants (FCMs) and Derivatives Clearing Organizations (DCOs), instructions and a form for …
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… delegations of authority, resulting from its recent reorganization of Commission staff. Effective October 9, 2011, the Commission abolished the Division of Clearing and Intermediary Oversight and reassigned its staff … may be accessed at http://www.cftc.gov./ LawRegulation/OTCDERIVATIVES/index.htm. \2\ The Commodity Exchange Act may be …
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… to evolving market structures and movement of risk across clearinghouses, exchanges, intermediaries, market makers and … examines systemic issues that threaten the stability of the derivatives markets and other financial markets, and makes … Subcommittee Recommendations On Derivatives Clearing Organizations Recovery And Orderly Wind-Down Plans (MRAC …
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… argued that: (1) because swaps of a type accepted for clearing by a derivatives clearing organization (``DCO'') \19\ are sufficiently standardized, …
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… entities (designated contract markets, registered derivatives transaction execution facilities and registered derivatives clearing organizations) to implement new rules and rule amendments by … entities (designated contract markets, registered derivatives transaction execution facilities and registered …
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… Review of Swaps Summary of FIA Comment Letter Processing, Clearing and Transfer of Customer Positions The proposed … time frames for the submission of swap transactions to a derivatives clearing organization ("DCO"); (ii) require designated contract …
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