Displaying results 511 - 520 of 1856
… Advisor, 202-418-6703, [email protected]; Division of Clearing and Intermediary Oversight, Commodity Futures … may be accessed at http://www.cftc.gov/LawRegulation/ OTCDERIVATIVES/index.htm. \2\ Pursuant to Section 701 of the … contract market (DCM) or cleared by a derivatives clearing organization (DCO). It should be noted, that for …
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… 35.2., as requested by ICE Clear U.S., Inc., a registered derivatives clearing organization, pursuant to section 4(c) of the Commodity … 35.2., as requested by ICE Clear U.S., Inc., a registered derivatives clearing organization, pursuant to section 4(c) of the …
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… 35.2., as requested by ICE Clear U.S., Inc., a registered derivatives clearing organization, pursuant to section 4(c) of the Commodity … 35.2., as requested by ICE Clear U.S., Inc., a registered derivatives clearing organization, pursuant to section 4(c) of the …
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… and entities that are properly authorized to conduct derivatives business. Minimum Financial Requirements … made for insuring customer losses; (b) the scope of clearing guarantees; and (c) segregation or customer trust … NFA, and the firm’s designated self-regulatory organization (DSRO). The requirements set forth within § …
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… Withdrew staff guidance on listing voluntary carbon credit derivatives contracts Withdrew staff guidance on derivatives clearing organization (DCO) recovery plans and wind-down plans …
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… of, the financial markets, with a focus on the energy derivatives markets. ( CFTC Press Release 8137-20 , March … issues related to intermediation in derivatives trading and clearing. This follows a public comment period regarding a … LedgerX’s Order of Registration as a derivatives clearing organization. The amendment to the Order would have allowed …
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… CFR Part 39 RIN 3038-AD10 End-User Exception to Mandatory Clearing of Swaps AGENCY: Commodity Futures Trading … the CEA to require that: (1) Swaps be cleared through a derivatives clearing organization (``DCO'') if they are of a type that the … the CEA to require that: (1) Swaps be cleared through a derivatives clearing organization (``DCO'') if they are of a …
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… of swap dealers and major swap participants; (2) imposing clearing and trade execution requirements on standardized … may be accessed at http://www.cftc.gov./ LawRegulation/OTCDERIVATIVES/index.htm. \2\ Pursuant to section 701 of the … merchants, swap dealers, commodity funds, futures industry organizations, academics, and policy organizations. In …
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… foreign currency, physical commodities, and other derivatives.'' The Commission's regulations under 17 CFR … determination for Sec. 23.608 (Restrictions on counterparty clearing relationships), therefore, this notice does not … or MSPs that are clearing members of a derivatives clearing organization (``DCO'').\36\ Collectively, these requirements …
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… registered swap execution facilities (“SEFs”), registered derivatives clearing organizations (“DCOs”), and registered swap data … registered swap execution facilities (“SEFs”), registered derivatives clearing organizations (“DCOs”), and registered swap data …
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