Displaying results 501 - 510 of 1856
… Integrity of Transactions i. Sec. 38.601--Mandatory Clearing ii. Sec. 38.602--General Financial Integrity iii. … on Capital Markets Regulation; Committee on Futures and Derivatives Regulation of the New York City Bar Association; … Commission is also making several minor non-substantive and organizational revisions to Form DCM. Additionally, the …
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… herein apply to futures commission merchants (``FCMs''), derivatives clearing organizations (``DCOs''), and commodity pool operators … herein apply to futures commission merchants (``FCMs''), derivatives clearing organizations (``DCOs''), and commodity …
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… Director, (202) 418-5092, [email protected], Division of Clearing and Intermediary Oversight, Commodity Futures … subject to the rules of any designated contract market or derivatives execution facility and that, in or in connection … customer and non-customer accounts directly to a clearing organization for a U.S. market.'' See 72 FR at 15,638. …
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… Director, (202) 418-5092, [email protected], Division of Clearing and Intermediary Oversight, Commodity Futures … subject to the rules of any designated contract market or derivatives execution facility and that, in or in connection … customer and non-customer accounts directly to a clearing organization for a U.S. market.'' See 72 FR at 15,638. …
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… Director, (202) 418-5092, [email protected], Division of Clearing and Intermediary Oversight, Commodity Futures … subject to the rules of any designated contract market or derivatives execution facility and that, in or in connection … customer and non-customer accounts directly to a clearing organization for a U.S. market.'' See 72 FR at 15,638. …
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… Chicago Mercantile Exchange Inc. (``CME''), a registered derivatives clearing organization (``DCO''), and the Board of Trade of the City … Chicago Mercantile Exchange Inc. (``CME''), a registered derivatives clearing organization (``DCO''), and the Board …
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… Chicago Mercantile Exchange Inc. (``CME''), a registered derivatives clearing organization (``DCO''), and the Board of Trade of the City … Chicago Mercantile Exchange Inc. (``CME''), a registered derivatives clearing organization (``DCO''), and the Board …
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… 17 CFR Part 50 Clearing Requirement Determination Under Section 2(h) of the … dates, as described herein, be submitted for clearing to a derivatives clearing organization (DCO) that is registered under the CEA … dates, as described herein, be submitted for clearing to a derivatives clearing organization (DCO) that is registered …
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… of swap dealers and major swap participants; (2) imposing clearing and trade execution requirements on standardized … Act may be accessed at http://www.cftc.gov/LawRegulation/OTCDERIVATIVES/index.htm. \4\ Pursuant to Section 701 of the … is not accepted for clearing by any derivatives clearing organization (``DCO'') must be reported to a swap data …
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… Swap Transaction Compliance and Implementation Schedule: Clearing and Trade Execution Requirements under Section 2(h) … Futures Industry Association, International Swaps and Derivatives Association, and Securities Industry and … submits such swap for clearing to a derivatives clearing organization that is registered under this Act or a …
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