Displaying results 491 - 500 of 1856
… on U.S. designated contract markets (``DCMs'') and U.S. derivatives transaction execution facilities (``DTEFs'').\1\ … Chapin, Associate Director, at (202) 418-5430, Division of Clearing and Intermediary Oversight, Commodity Futures … time that either its foreign regulator or self-regulatory organization filed a petition with the Commission in …
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… Cleared Margin Reports Summary information for certain derivatives clearing organizations (DCOs) from daily initial margin data filed … Cleared Margin Reports Summary information for certain derivatives clearing organizations (DCOs) from daily initial margin data …
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… Comment File for Proposed Risk Management Requirements for Derivatives Clearing Organizations (76 FR 3698, Jan. 20, 2011) FROM : … Comment File for Proposed Risk Management Requirements for Derivatives Clearing Organizations (76 FR 3698, Jan. 20, 2011) …
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… Comment File for Proposed Risk Management Requirements for Derivatives Clearing Organizations (76 FR 3698, Jan. 20, 2011) FROM : … Comment File for Proposed Risk Management Requirements for Derivatives Clearing Organizations (76 FR 3698, Jan. 20, 2011) …
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… Section 4(c) of the Commodity Exchange Act, the Trading and Clearing of Certain Products Related to iShares[reg] COMEX … INFORMATION: I. Introduction The OCC is both a Derivatives Clearing Organization (``DCO'') registered pursuant to Section 5b of … INFORMATION: I. Introduction The OCC is both a Derivatives Clearing Organization (``DCO'') registered …
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… Section 4(c) of the Commodity Exchange Act, the Trading and Clearing of Certain Products Related to iShares[reg] COMEX … INFORMATION: I. Introduction The OCC is both a Derivatives Clearing Organization (``DCO'') registered pursuant to Section 5b of … INFORMATION: I. Introduction The OCC is both a Derivatives Clearing Organization (``DCO'') registered …
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… Section 4(c) of the Commodity Exchange Act, the Trading and Clearing of Certain Products Related to iShares[reg] COMEX … INFORMATION: I. Introduction The OCC is both a Derivatives Clearing Organization (``DCO'') registered pursuant to Section 5b of … INFORMATION: I. Introduction The OCC is both a Derivatives Clearing Organization (``DCO'') registered …
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… using only one of the two swaps that results from the clearing process for a given transaction. The gross notional … swap that is submitted by its counterparties to a clearing organization, which guarantees both sides of the swap by … SDRs that are registered with the CFTC: CME Group SDR, DTCC Derivatives Repository, and ICE Trade Vault. Data from …
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… of the bilaterally- traded, over-the-counter (OTC) derivatives market, while confirmation, portfolio … termination provisions of Sec. 23.504(b)(5), or the clearing records required by Sec. 23.504(b)(6). Given the … for various kinds of swap activity based on its unique organizational structure. IECA commented that review by …
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… offers and sales of crypto assets by an unincorporated organization named ``The DAO.'' \4\ The Commission, in The … academics, professional and investor associations and organizations, investment companies and advisors, [[Page … issued by protective committees during corporate reorganizations. See Marine Bank, 455 U.S. at 557 n.5. …
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