Displaying results 471 - 480 of 1856
… U.S. DCM and DTEF business on behalf of those customers for clearing on an omnibus basis through a registered futures … on or subject to the rules of any contract market or derivatives transaction execution facility; and (B) in or in … customer and non-customer accounts directly to a clearing organization for a U.S. market.\11\ …
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… — The Commodity Futures Trading Commission’s Division of Clearing and Risk today announced it is withdrawing CFTC … Staff Advisory Relating to Prime Brokerage Arrangements and Derivatives Clearing Organization Registration , effective immediately. Market …
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… Execution Systems 2. Common Trading Platforms and Common Clearing 3. Open Session P R O C E E D I N G S CHAIRMAN … I am an independent consultant in the field of clearing derivatives. MR. HINKLE: Hal Hinkle from BrokerTec Global. … worst nightmare of some people. But if you had any kind of organizational structural model empowered under new …
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… trading rules and exchanges of futures for commodities or derivatives positions. The Commission is re- proposing these … with the rules of a contract market or derivatives clearing organization.\6\ At the same time, exchanges must balance … trading rules and exchanges of futures for commodities or derivatives positions. The Commission is re- proposing these …
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… trading rules and exchanges of futures for commodities or derivatives positions. The Commission is re- proposing these … with the rules of a contract market or derivatives clearing organization.\6\ At the same time, exchanges must balance … trading rules and exchanges of futures for commodities or derivatives positions. The Commission is re- proposing these …
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… trading rules and exchanges of futures for commodities or derivatives positions. The Commission is re- proposing these … with the rules of a contract market or derivatives clearing organization.\6\ At the same time, exchanges must balance … trading rules and exchanges of futures for commodities or derivatives positions. The Commission is re- proposing these …
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… 17 CFR Part 50 Clearing Requirement Determination Under Section 2(h) of the … rate swaps (IRS), described herein, be cleared by a derivatives clearing organization (DCO) registered with the Commission. The … rate swaps (IRS), described herein, be cleared by a derivatives clearing organization (DCO) registered with the …
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… Counsel, 202-418-5926, [email protected]; Division of Clearing and Intermediary Oversight, Commodity Futures … may be accessed at http://www.cftc.gov/LawRegulation/ OTCDERIVATIVES/index.htm. \2\ Pursuant to Section 701 of the … or by clearing the swap through a derivatives clearing organization (DCO). For swaps executed on a SEF or a DCM, …
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… rules apply to futures commission merchants, designated clearing organizations and commodity pool operators. The proposed … may be accessed at http://www.cftc.gov./LawRegulation/ OTCDERIVATIVES/index.htm. \3\ Pursuant to Section 701 of the … may be accessed at http://www.cftc.gov./LawRegulation/ OTCDERIVATIVES/index.htm. \3\ Pursuant to Section 701 of the …
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… 17 CFR Part 50 Clearing Exemption for Swaps Between Certain Affiliated … swap unless that person submits such swap for clearing to a derivatives clearing organization (DCO) that is registered under the CEA or a DCO … swap unless that person submits such swap for clearing to a derivatives clearing organization (DCO) that is registered …
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