Displaying results 461 - 470 of 1856
… and Cabinet Office Ordinance on Regulation of OTC Derivatives Transaction. \17\ Comprehensive Guideline for … or intermediary, brokerage (excluding brokerage for clearing of securities) or agency services therefor\19\-- … each applicant is a member of several self-regulatory organizations, including the Japanese Securities Dealers …
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… CONTACT: John C. Lawton, Deputy Director, Division of Clearing and Risk, 202-418-5480, [email protected]; Thomas J. … on all swaps that are not cleared by a registered derivatives clearing organization (``DCO''). Section 4s(e)(3)(A) provides that to … on all swaps that are not cleared by a registered derivatives clearing organization (``DCO''). Section …
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… Division of Market Oversight and the Division of Clearing and Risk today announced they have taken a … Mercantile Exchange Inc., a designated contract market and derivatives clearing organization. The divisions will not recommend the CFTC …
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… Speakers: John Lawton , Acting Director of the Division of Clearing and Risk, CFTC Robert Wasserman , Chief Counsel, … the US election? What are some of the concerns that your organizations have about the potential short-term and … the state of liquidity for various types of products in the derivatives markets that you use during normal and …
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… 17 CFR Parts 39 and 50 Clearing Requirement Determination Under Section 2(h) of the … and interest rate swaps, described herein, be cleared by a derivatives clearing organization (DCO) registered with the Commission. The … and interest rate swaps, described herein, be cleared by a derivatives clearing organization (DCO) registered with the …
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… Speakers: John Lawton , Acting Director of the Division of Clearing and Risk, CFTC Robert Wasserman , Chief Counsel, … the US election? What are some of the concerns that your organizations have about the potential short-term and … the state of liquidity for various types of products in the derivatives markets that you use during normal and …
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… a. Category A: Risk Mitigation and Transparency i. Required Clearing and Swap Processing ii. Margin and Segregation … clearing and trade execution requirements on standardized derivatives products; (3) creating rigorous recordkeeping … New York intervened and supervised a financial rescue and reorganization by creditors of the fund.\10\ While the fund …
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… because the sweeping deregulation of over-the-counter derivatives (including credit default swaps) effectively … all swaps that are not cleared by a registered derivatives clearing organization. Section 4s(e) further provides that the margin … because the sweeping deregulation of over-the-counter derivatives (including credit default swaps) effectively …
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… U.S. DCM and DTEF business on behalf of those customers for clearing on an omnibus basis through a registered futures … on or subject to the rules of any contract market or derivatives transaction execution facility; and (B) in or in … customer and non-customer accounts directly to a clearing organization for a U.S. market.\11\ …
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… U.S. DCM and DTEF business on behalf of those customers for clearing on an omnibus basis through a registered futures … on or subject to the rules of any contract market or derivatives transaction execution facility; and (B) in or in … customer and non-customer accounts directly to a clearing organization for a U.S. market.\11\ …
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