Displaying results 431 - 440 of 1856
… Christopher Giancarlo Before the ABA Business Law Section, Derivatives & Futures Law Committee Winter Meeting January … It means suspension of ongoing agency examinations of clearinghouses and exchanges. It means a halt to routine … with key market participants and self-regulatory organizations, which continue their own market and risk …
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… entities (designated contract markets, registered derivatives transaction execution facilities and registered derivatives clearing organizations) planning to implement new rules and rule … entities (designated contract markets, registered derivatives transaction execution facilities and registered …
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… Hedge Funds and Private Equity Funds'' to facilitate the organization and distribution of comments to the CFTC and … acquired or taken by certain registered securities and derivatives dealers (or, in the case of financial … management purposes, and certain positions of derivatives clearing organizations or clearing agencies.\39\ …
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… on Swap Contracts v. Proposed Sec. 38.505--Exchange of Derivatives For Related Positions vi. Proposed Sec. … of swap dealers and major swap participants; (2) imposing clearing and trade execution requirements on standardized … for Trading Facilities, Intermediaries and Clearing Organizations, Notice of Proposed Rulemaking, 66 FR 14,262, …
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… 2006................ 6 .... .. Number of CFTC-Registered Derivatives Clearing Organizations, 2001 … ... Table 5: CFTC-Registered Derivatives Clearing Organizations ...................... 7 … 2006................ 6 .... .. Number of CFTC-Registered Derivatives Clearing Organizations, 2001 …
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… of 07/02/2004) (B) 04-003 Latest Applications for BrokerTec Clearing Company, as of December 2003 (C) 04-002 OneChicago, … of the London Clearing House Limited for Registration as a Derivatives Clearing Organization (B) 01-004 Documents Pertaining to the … of the London Clearing House Limited for Registration as a Derivatives Clearing Organization (B) 01-004 Documents …
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… aggregate position limits for certain physical commodity derivatives. As a result of recent legislative reforms, the … position reports on economically equivalent swaps from clearing organizations, their members and swap dealers. Notably, the … aggregate position limits for certain physical commodity derivatives. As a result of recent legislative reforms, the …
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… Division of Market Oversight and the Division of Clearing and Risk today announced they have taken a … LLC, a designated contract market, and QC Clearing LLC, a derivatives clearing organization. The divisions will not recommend the CFTC …
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… Director, or Thelma Diaz, Associate Director, Division of Clearing and Intermediary Oversight, 1155 21st Street, NW., … Act may be accessed at http://www.cftc.gov/LawRegulation/OTCDERIVATIVES/index.htm. \2\ 7 U.S.C. 1 et seq. … that are not cleared by a registered derivatives clearing organization. Section 4s(e)(3)(A) of the CEA provides that: …
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… contract market, and the Kansas City Board of Trade Clearing Corporation (KCBTCC), a registered derivatives clearing organization (DCO), have petitioned for an exemption … Board of Trade Clearing Corporation (KCBTCC), a registered derivatives clearing organization (DCO), have petitioned for …
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