Displaying results 411 - 420 of 1856
… 202- 418-5450, [email protected], Division of Clearing and Intermediary Oversight; David E. Aron, Counsel, … Consultants 10. Regulation 1.63: Service on Self-Regulatory Organization Governing Boards or Committees by Persons With … a Futures Commission Merchant for Trading on a Registered Derivatives Trading Execution Facility, Separately Accounted …
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… and reports on a wide variety of issues that affect the derivatives market. Information regarding these reports and … standardized financial derivatives. More info >> Swap and Clearing Regulation Study on swap and clearing regulation in … risk management supervision of derivatives clearing organizations and securities clearing agencies designated as …
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… procedures under which designated contract markets (DCMs), derivatives clearing organizations (DCOs) and derivatives transaction execution … procedures under which designated contract markets (DCMs), derivatives clearing organizations (DCOs) and derivatives transaction …
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… procedures under which designated contract markets (DCMs), derivatives clearing organizations (DCOs) and derivatives transaction execution … procedures under which designated contract markets (DCMs), derivatives clearing organizations (DCOs) and derivatives transaction …
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… with a multi-tiered approach to regulatory oversight of derivatives markets. The CFMA applies different levels of … relative to DCMs. The first ECMs did not offer centralized clearing, but sought to address counterparty risk through … transaction execution facilities and derivatives clearing organizations). …
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… with a multi-tiered approach to regulatory oversight of derivatives markets. The CFMA applies different levels of … relative to DCMs. The first ECMs did not offer centralized clearing, but sought to address counterparty risk through … transaction execution facilities and derivatives clearing organizations). …
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… with a multi-tiered approach to regulatory oversight of derivatives markets. The CFMA applies different levels of … relative to DCMs. The first ECMs did not offer centralized clearing, but sought to address counterparty risk through … transaction execution facilities and derivatives clearing organizations). …
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… 11/30/2020 85 FR 76428 // PDF Version 17 CFR Part 50 Swap Clearing Requirement Exemptions Effective Date: Wednesday, … Examination Program Requirements for Self-Regulatory Organizations Effective Date: Friday, May 3, 2019 See also: … and Customer Funds Held by Futures Commission Merchants and Derivatives Clearing Organizations; Correction Effective …
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… by ICE Clear U.S., Inc. (``ICE Clear''), a registered derivatives clearing organization. The Commission is also requesting comment on … by ICE Clear U.S., Inc. (``ICE Clear''), a registered derivatives clearing organization. The Commission is also requesting …
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… by ICE Clear U.S., Inc. (``ICE Clear''), a registered derivatives clearing organization. The Commission is also requesting comment on … by ICE Clear U.S., Inc. (``ICE Clear''), a registered derivatives clearing organization. The Commission is also requesting …
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