Displaying results 401 - 410 of 1856
… TRADING COMMISSION Proposal To Exempt the Trading and Clearing of Certain Credit Default Products Traded on the … INFORMATION: I. Introduction The OCC is both a Derivatives Clearing Organization (``DCO'') registered pursuant to Section 5b of … INFORMATION: I. Introduction The OCC is both a Derivatives Clearing Organization (``DCO'') registered …
Created on:
… argued that (1) because swaps of a type accepted for clearing by a derivatives clearing organization (``DCO'') 17 are sufficiently standardized, …
Created on:
… not executed or traded on a Designated Contract Market or a Derivatives Transaction Execution Facility, are subsequently submitted for clearing through a Futures Commission Merchant (``FCM'') to a Derivatives Clearing Organization (``DCO''). FOR FURTHER INFORMATION CONTACT: …
Created on:
… not executed or traded on a Designated Contract Market or a Derivatives Transaction Execution Facility, are subsequently submitted for clearing through a Futures Commission Merchant (``FCM'') to a Derivatives Clearing Organization (``DCO''). FOR FURTHER INFORMATION CONTACT: …
Created on:
… and reporting requirements for swap data repositories, derivatives clearing organizations, designated contract markets, swap execution … and reporting requirements for swap data repositories, derivatives clearing organizations, designated contract markets, swap …
Created on:
… by a CFTC-chaired working group of the International Organization of Securities Commissions (IOSCO). IOSCO also … concurrently approve proposed rule changes by the Options Clearing Corporation (OCC) and the Chicago Mercantile … in financial markets, including the growth of OTC derivatives. January 10, 1994 —The CFTC files an …
Created on:
… and reports on a wide variety of issues that affect the derivatives market. Information regarding these reports and … standardized financial derivatives. More info >> Swap and Clearing Regulation Study on swap and clearing regulation in … risk management supervision of derivatives clearing organizations and securities clearing agencies designated as …
Created on:
… the FIA/SIFMA Asset Management Group, Asset Management Derivatives Forum 2018, Dana Point, California February 8, … all else, incentivizing market participants to use the derivatives markets to manage risk. It’s only been a few … that it is the exchanges’ duties, as self-regulatory organizations (SROs), to consult with futures commission …
Created on:
… on Banking Supervision (``BCBS'') and the International Organization of Securities Commissions (``IOSCO'') … possible margin requirements for non-centrally cleared derivatives (``consultative paper'').\2\ The Commission is … C. Lawton, Deputy Director, [email protected], Division of Clearing and Risk, or Jason A. Shafer, Attorney Advisor, …
Created on:
… Division of Market Oversight and the Division of Clearing and Risk today announced they have taken a … LLC, a designated contract market, and QC Clearing LLC, a derivatives clearing organization. The divisions will not recommend the CFTC …
Created on: